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Exact Algorithms and Lower Bounds for Forming Coalitions of Constrained Maximum Size
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Studies coalition formation with bounded coalition size (C-Coalition Formation) in additively separable hedonic games, giving FPT algorithms for treewidth+C and vertex cover, W[1]-hardness results, and tight ETH lower bounds.
Problem
Maximizing utilitarian social welfare when partitioning agents (graph vertices) into coalitions of bounded maximum size C, in additively separable hedonic games; the problem is NP-hard even for C=3 and needs parameterized analysis.
Approach
Dynamic programming over nice tree decompositions that stores, per bag, one important C-partition per type (coloring of bag vertices plus coalition sizes), giving (tw·C)^O(tw) time; a vertex-cover algorithm with polynomial dependence on C; and matching ETH lower bounds and kernel/hardness results for the unweighted and weighted variants.
Key results
- Weighted C-Coalition Formation solvable in (tw·C)^O(tw) n^O(1) time via dynamic programming over nice tree decompositions.
- C-Coalition Formation is W[1]-hard parameterized by treedepth, and W[1]-hard parameterized by twin-cover number.
- Weighted C-Coalition Formation solvable in vc^O(vc) n^O(1) time; unless ETH fails, no (C·vc)^o(vc+C) algorithm exists for the unweighted problem.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Parameterize C-Coalition Formation by treewidth+C via bottom-up DP over nice tree decomposition (running time (tw·C)^O(tw) n^O(1)) | Weighted C-Coalition Formation · theoretical, parameterized by treewidth and C | running time (FPT membership) | Helped |
| Parameterize by treedepth alone (no bound on C) | C-Coalition Formation (unweighted) · theoretical, parameterized by treedepth | W[1]-hardness | Hurt |
| Parameterize by vertex cover number (polynomial dependence on C) | Weighted C-Coalition Formation · theoretical, parameterized by vertex cover number | running time (FPT membership) | Helped |
| Polynomial kernel parameterized by vertex cover number and C | C-Coalition Formation (unweighted) · theoretical, parameterized by vc and C | kernel size | Helped |
| Weights (weighted instead of unweighted edges) under vc+C parameterization | C-Coalition Formation · theoretical, parameterized by vc + C | polynomial kernel existence | Hurt |
Surprising findings
- Weighted version admits no polynomial kernel parameterized by vertex cover + C unless the polynomial hierarchy collapses, while the unweighted version does admit a polynomial kernel.
Limitations
- Tree-depth and twin-cover hardness results rule out FPT in tw alone and in twc, so the algorithms need the C dependence or vc-based structure.
- Weighted variant has no polynomial kernel, a barrier for kernelization.
- Results are theoretical; no empirical evaluation is reported.
Experimental setup
Builds on: additively separable hedonic games max utilitarian coalition formation FPT algorithm (treewidth) general factors W[1]-hardness
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