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Constrained Latent Action Policies for Model-Based Offline Reinforcement Learning

NeurIPS 2024 · Reinforcement learning › Offline RL · approach: Offline RL sample complexity theory · 1 citations (OpenAlex)

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Proposes C-LAP, a recurrent latent action state-space model for model-based offline RL whose policy operates in a constrained latent action space to stay within the dataset's action support, evaluated on D4RL and V-D4RL.

Problem

Model-based offline RL suffers from value overestimation on out-of-distribution states and model errors with limited data; existing methods rely on ensemble-based uncertainty penalties on the Bellman update.

Approach

Learn a generative model of the joint distribution of observations and actions with a latent action space, and parameterize the policy as a bounded linear transform of the latent action prior so generated actions implicitly stay within the dataset's action support, removing the need for uncertainty penalties.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use C-LAP instead of the strongest reported baselineV-D4RL · V-D4RL average across datasetsnormalized return: 31.5 -> 58.8Helped
Use constrained latent action policies rather than PLAS's action-only generative modelD4RL locomotion · Locomotion datasets, especially expert and medium-expertnormalized returnMixed
Use C-LAP rather than MOPO or MOBILED4RL antmaze · Antmaze datasetsnormalized returnHelped
Remove the latent action space (ablation)C-LAP on walker2d datasets · Walker2d datasetsnormalized returnHurt
Add the latent action space to the state-space model (ablation)C-LAP on walker2d datasets · Walker2d datasetsvalue overestimationHelped
Remove the support constraint (ablation)C-LAP on walker2d datasets · Walker2d datasetsnormalized returnHurt
Constrain the policy to the support of the latent action prior (ablation)C-LAP on walker2d datasets · Walker2d datasetsnormalized returnHelped
Increase the support parameter from 0.5 to 3.0 (ablation)C-LAP · Walker2d datasets except medium-replay-v2normalized return: 0.5 to 3.0No clear effect
Set the support parameter to 10.0 (ablation)C-LAP · Walker2d datasetsnormalized return: 10.0Hurt

Surprising findings

Limitations

Experimental setup

Datasets: D4RL V-D4RL

Benchmarks: D4RL V-D4RL

Metrics: normalized return value estimate

Baselines: PLAS MOPO MOBILE LOMPO Offline DV2 Dreamer

Builds on: Dreamer PLAS MOPO MOBILE LOMPO

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