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Federated Offline Reinforcement Learning: Collaborative Single-Policy Coverage Suffices

ICML 2024 · Reinforcement learning › MDPs and planning · approach: Policy optimization theory · 0 citations (OpenAlex)

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Proposes FedLCB-Q, a federated offline Q-learning algorithm with rescaled learning rates, importance averaging, and a global pessimistic penalty, achieving linear speedup under collaborative single-policy coverage and O(H) communication rounds.

Problem

Offline RL across multiple agents with local datasets that cannot be shared; existing federated Q-learning lacks pessimism and requires full state-action coverage, while single-agent offline RL needs the behavior policy to cover the optimal policy.

Approach

Incorporates pessimism into federated Q-learning via learning rates that decay with a global counter during aggregation and with local counters during local updates, importance-weighted server averaging, and a global Hoeffding-style penalty computed from aggregated visitation counts; only collaborative (average) single-policy concentrability is needed.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Add collaborative coverage across M agents (average concentrability) with linear speedup in agentsFedLCB-Q · offline tabular episodic MDP theorysample complexityHelped
Exponential synchronization schedule (gamma=2/H) instead of periodicFedLCB-Q · communication roundsnumber of synchronizationsHelped
Importance averaging and learning rate rescaling in local updates (vs periodic ones)FedLCB-Q · theory: sample complexity gap to centralized lower boundpolynomial factor in HMixed

Surprising findings

Limitations

Experimental setup

Metrics: sample complexity communication rounds

Baselines: LCB-Q LCB-Q-Adv VI-LCB PEVI-Adv FedQ-Avg

Builds on: Q-learning LCB-Q (pessimistic Q-learning) FedQ-Avg

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