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Regret-Optimal Q-Learning with Low Cost for Single-Agent and Federated Reinforcement Learning

NeurIPS 2025 · Reinforcement learning › MDPs and planning · approach: Function approximation in RL theory · 0 citations (OpenAlex)

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Proposes Q-EarlySettled-LowCost and FedQ-EarlySettled-LowCost, model-free single-agent and federated RL algorithms that combine LCB-based early reference settling with round-based delayed policy updates to achieve near-optimal regret, linear-in-S,A burn-in, and logarithmic switching/communication cost.

Problem

Model-free RL and federated RL in tabular episodic MDPs need near-optimal regret while keeping burn-in cost linear in S and A and switching/communication cost logarithmic in T; prior methods trade off one of these.

Approach

Integrate LCB-based early settlement of the reference function (from Q-EarlySettled-Advantage) with a round-based, event-triggered delayed policy update scheme, and handle the resulting double non-adaptiveness via a surrogate reference function combined with round-wise approximation, plus a refined bonus term.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use Q-EarlySettled-LowCost instead of Q-EarlySettled-AdvantageSingle-agent model-free tabular RL · Single-agent tabular episodic MDPregret: \log(SAT/p)Helped
Use Q-EarlySettled-LowCost instead of Q-EarlySettled-AdvantageSingle-agent model-free tabular RL · Single-agent tabular episodic MDPswitching costHelped
Use Q-EarlySettled-LowCost instead of UCB-AdvantageSingle-agent model-free tabular RL · Single-agent tabular episodic MDPburn-in cost: \tilde{O}(S^6 A^3 H^{28}) -> \tilde{O}(SAH^{10})Helped
Use FedQ-EarlySettled-LowCost instead of FedQ-AdvantageFederated model-free tabular RL · Federated tabular episodic MDPburn-in cost: \tilde{O}(MS^3A^2H^{12}) -> \tilde{O}(MSAH^{10})Helped
Use FedQ-EarlySettled-LowCost instead of FedQ-AdvantageFederated model-free tabular RL · Federated tabular episodic MDPregretHelped
Add an LCB estimate to settle the reference function earlyQ-EarlySettled-LowCost and FedQ-EarlySettled-LowCost · Single-agent and federated tabular episodic MDPburn-in cost: \tilde{O}(S^6A^4H^{28}) -> \tilde{O}(SAH^{10}); O(MS^3A^2H^{12}) -> O(MSAH^{10})Helped
Remove dependence on (N_h^k)^{3/4} from the reference-advantage cumulative bonusQ-EarlySettled-LowCost and FedQ-EarlySettled-LowCost · Single-agent and federated tabular episodic MDPregretHelped
Replace the empirical-process treatment with surrogate reference functions and round-wise approximationWorst-case regret analysis of the proposed algorithms · Single-agent and federated tabular episodic MDPregret: \log(SAT/p)Helped
Use FedQ-EarlySettled-LowCost instead of FedQ-HoeffdingFederated model-free tabular RL · Federated tabular episodic MDP, positive gapgap-dependent regret: a factor of HHelped

Limitations

Experimental setup

Datasets: synthetic tabular MDP (H,S,A)=(5,3,2) and (7,10,5)

Benchmarks: synthetic tabular MDP

Metrics: regret switching cost communication cost

Baselines: UCB-Hoeffding UCB-Bernstein UCB2-Hoeffding UCB2-Bernstein UCB-Advantage Q-EarlySettled-Advantage FedQ-Hoeffding FedQ-Bernstein FedQ-Advantage

Builds on: Q-EarlySettled-Advantage UCB-Advantage FedQ-Advantage Fed-UCBVI reference-advantage decomposition

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