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Federated Ensemble-Directed Offline Reinforcement Learning

NeurIPS 2024 · Reinforcement learning › Offline RL · approach: Simple practical offline RL · 2 citations (OpenAlex)

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Proposes FEDORA, a federated offline RL algorithm that uses entropy-regularized (softmax) ensemble weighting over client policies and critics, optimistic federated critic targets, and proximal regularization with decaying local-data influence.

Problem

Federated offline RL, where clients hold small offline datasets collected by different unknown behavior policies of heterogeneous quality and cannot share data; naive federation of offline RL actors and critics (e.g., FedAvg) can yield policies worse than individual clients.

Approach

Weight client policies and critics with entropy-regularized softmax weights based on each client's estimated performance (scaled by dataset size), use a federated critic to form optimistic targets for local critic updates, regularize local actor updates toward both local data and the federated policy, and decay the local-data loss when the federated policy is estimated to outperform the local upda

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use FEDORA's ensemble-directed policy and critic federation instead of standard federated baselinesFederated offline RL · Hopper, HalfCheetah, Walker2Dcumulative episodic rewardHelped
Train on pooled heterogeneous client data rather than using FEDORAFederated offline RL · Hoppercumulative episodic rewardHurt
Use priority-weighted actor federation (ablation)FEDORA · Hopperserver performanceHelped
Use an optimistic critic (ablation)FEDORA · Hopperserver performanceHelped
Add proximal policy regularization with respect to the federated policy (ablation)FEDORA · Hopperserver performanceHelped
Decay the influence of local data (ablation)FEDORA · Hopperserver performanceHelped
Decay the influence of local data (ablation)FEDORA · Walker2DperformanceHelped
Use average dataset reward for federation weights instead of policy performance (ablation)FEDORA · Hopper-v2cumulative episodic rewardHurt
Use normalized average dataset reward for federation weights instead of policy performance (ablation)FEDORA · Hopper-v2cumulative episodic rewardHurt
Increase the proportion of expert-data clients (ablation)FEDORA · Hoppercumulative episodic rewardMixed
Vary the decay parameter δ (ablation)FEDORA · Hopper-v2cumulative episodic rewardNo clear effect
Add data rebalancing to pooled-data TD3-BCTD3-BC · Hopper-v2performanceHelped

Surprising findings

Limitations

Experimental setup

Datasets: D4RL hopper-expert-v2 D4RL hopper-medium-v2 D4RL halfcheetah D4RL walker2d NeoRL CityLearn High/Low TurtleBot real-world demonstrations

Benchmarks: MuJoCo Hopper MuJoCo HalfCheetah MuJoCo Walker2D CityLearn TurtleBot real-world navigation

Metrics: episodic reward of federated/server policy

Baselines: Fed-A Fed-AC Fed-AC-Prox HDAFL Centralized TD3-BC CQL IQL TD3-BC with data rebalancing

Builds on: TD3-BC FedAvg FedProx CQL Flower

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