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Sample-Efficiency in Multi-Batch Reinforcement Learning: The Need for Dimension-Dependent Adaptivity
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Proves that sample-efficient policy evaluation and best-policy identification under d-dimensional realizable linear function approximation in infinite-horizon discounted MDPs require Omega(log log d) batches of adaptivity, using subspace-packing constructions.
Problem
Determining the minimum level of adaptivity (number of batches K) needed for sample-efficient policy evaluation and best-policy identification in discounted MDPs with d-dimensional linear function approximation.
Approach
Extends the offline lower-bound framework to a multi-batch model and uses subspace packings under chordal distance so the environment can erase information along m-dimensional subspaces per round, showing the adaptivity boundary depends on dimension rather than being between K=1 and K>1.
Key results
- Policy evaluation under policy-induced or policy-free queries requires K = Omega(log log d) batches for any sample-efficient learner better than (1,1/2)-sound.
- Policy-free queries give Omega(log log d) lower bounds for both PE and BPI under all-policy realizability.
- In the fully adaptive setting (K=n), exact policy evaluation is possible in d queries under a feature covering assumption, and d queries is also a matching lower bound.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Restrict the learner to K = o(log log d) batches while keeping total queries polynomial in d | PE with linear action-value realizability · Infinite-horizon discounted MDPs | sample efficiency: K = Ω(log log d) | Hurt |
| Restrict to policy-free queries and use K = o(log log d) batches | PE and BPI with all-policy realizability · Infinite-horizon discounted MDPs | sample efficiency: K = Ω ( loglog d) | Hurt |
| Use fully adaptive querying with the feature-space condition | PE learner · Realizable PE problem | queries for exact solution: at most d | Helped |
| Require a fully adaptive learner to achieve better than (1,1/2)-soundness | PE and BPI · Realizable PE and BPI problems | required queries: K = n ≥ d | Hurt |
Surprising findings
- Adaptivity with K>1 does not guarantee sample-efficiency; the boundary lies within a dimension-dependent adaptivity regime rather than between offline and adaptive RL.
Limitations
- Lower bound is Omega(log log d) and it is unclear whether it is tight; a log d bound would require subspace packings not known in the literature.
- Lower bounds do not hold for finite action spaces or with coverage assumptions for BPI.
- Unclear whether policy-induced query lower bound also holds for BPI.
Experimental setup
Builds on: offline RL lower bound under linear function approximation (Wang et al. 2021) deployment efficiency chordal distance subspace packing
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