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Physics-Regulated Deep Reinforcement Learning: Invariant Embeddings

ICLR 2024 · Reinforcement learning › Policy gradient and actor-critic · approach: Safety layers and shielding · 1 citations (OpenAlex)

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Proposes Phy-DRL, a physics-regulated DRL framework combining a residual linear model-based action policy, a CLF-like safety-embedded reward derived from an LMI-based safety envelope, and physics-model-guided NN editing (link and activation masking) for critic and actor networks, with a provable safety guarantee shown on a cart-pole and a quadruped robot.

Problem

Safe deep reinforcement learning for safety-critical autonomous systems, where DNN policies are hard to verify and purely data-driven networks may violate physics laws; existing residual DRL frameworks focus on stability rather than safety and lack systematic ways to build safety-embedded rewards an

Approach

Embeds invariant prior knowledge at three levels: a residual action policy whose model-based part is a linear feedback F from known (A,B) matrices; a reward built from a Lyapunov-type quadratic term r(s(k),s(k+1)) using P from LMIs so that a safety envelope is invariant; and critic/actor networks whose Taylor-monomial inputs are augmented and whose weights are masked (link and activation editing)

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
use Phy-DRL instead of purely data-driven DRL with a CLF rewardCart-pole control · Cart-polesafety-envelope invarianceHelped
use Phy-DRL instead of the sole model-based policyCart-pole control · Cart-polesafety areaHelped
use Phy-DRL instead of purely data-driven DRLQuadruped robot control · Quadruped robot, four testing environmentssafety requirement satisfactionHelped
use purely data-driven DRL instead of Phy-DRLQuadruped robot control · Quadruped robot, four testing environmentssafety requirement satisfactionHurt
use the Linear or PD policy instead of Phy-DRLQuadruped robot control · Quadruped robot, four testing environmentssafety-envelope constraint satisfactionHurt
use Phy-DRL instead of the compared policiesQuadruped robot control · Quadruped robot, four testing environmentsvelocity-regulation performanceHelped

Limitations

Experimental setup

Benchmarks: OpenAI Gym cart-pole quadruped robot simulation

Metrics: safe sample area (internal and external envelope) safety constraint satisfaction velocity regulation performance number of training steps

Baselines: purely data-driven DRL with CLF reward PD controller linear model-based policy

Builds on: actor-critic control Lyapunov function reward physics-informed neural networks physics-guided neural networks

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