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Imperfect World Models are Exploitable
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Defines model exploitation as a value inversion between an imperfect and true transition model, proves it is unavoidable on policy sets with open subsets, shows unexploitability conditions fail on finite policy sets, and derives a safe horizon for a relaxed epsilon-exploitation notion.
Problem
Whether imperfect world models (transition models) can be guaranteed to preserve the ordering of policies induced by the true model, i.e., whether model exploitation can be avoided, given that reward hacking results do not transfer directly.
Approach
Defines exploitability as an ordinal value inversion between two transition models; shows via rationality of the value function in policy space that any non-trivial, non-equivalent pair is exploitable on policy sets containing an open subset, reducing exploitation to reward hacking; introduces epsilon-exploitation and a safe horizon from a tight simulation lemma.
Key results
- Every non-trivial, non-equivalent pair of transition models is exploitable on any policy set containing an open subset (including all stationary policies, epsilon-suboptimal policies, and delta-deterministic policies).
- Non-trivial, non-equivalent unexploitable pairs cannot be guaranteed on finite policy sets; a counterexample shows all pairs can be equivalent on a three-policy set.
- The safe horizon H(eps, delta) gives epsilon-unexploitability whenever 1/(1-gamma) <= H, and this bound is tight.
Surprising findings
- Exploitation is inevitable on any policy set with an open subset, unlike the finite-policy case for reward hacking.
- Hacking does not imply exploitation: a counterexample shows hackable reward pairs whose ordering cannot be altered by any transition perturbation.
Limitations
- Restricted to finite state and action MDPs.
- Binary exploitation notion is restrictive; relaxed epsilon-exploitation only partially addresses this.
- No closed-form necessary and sufficient conditions for unexploitability on finite policy sets.
Experimental setup
Builds on: reward hacking theory (Skalse et al.) simulation lemma value equivalence principle
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