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Zero-shot Model-based Reinforcement Learning using Large Language Models

ICLR 2025 · Large language models › Language, safety and interpretability · approach: In-context learning analysis · 0 citations (OpenAlex)

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Proposes DICL, which PCA-disentangles state-action trajectories and feeds each component to a pre-trained LLM (Llama 3 family) via digit-token in-context forecasting, applied to model-based policy evaluation and SAC data augmentation.

Problem

Using pre-trained LLMs for zero-shot in-context prediction of continuous-state MDP dynamics is understudied; multivariate data and action integration are the key obstacles.

Approach

Disentangled In-Context Learning projects state-action trajectories with PCA into a linearly uncorrelated space, forecasts each component independently with an LLM via digit tokenization, and maps predictions back with the inverse transform; LLM logits give calibrated uncertainty.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply PCA to state features (DICL-(s)) instead of forecasting dimensions independently (vICL)Llama-based dynamics forecasting · HalfCheetah and other control tasksmulti-step MSEHelped
Apply PCA to state and action features (DICL-(s,a)) instead of vICLLLM dynamics forecaster · 7 D4RL tasksKS/10^-2: 53 $\pm$ 7 -> \textbf{45 $\pm$ 6}Helped
Include action features in the PCA projection and forecastingDICL-(s,a) · 7 D4RL tasksMSE/10^-2Hurt
Use LLM-generated transitions to augment SAC replay dataSAC · Pendulum and HalfCheetahreturnHelped
Increase the proportion of LLM-generated dataDICL-SAC · HalfCheetah and other control environmentsreturnHurt
Use DICL-(s) or DICL-(s,a) instead of vICL for reward-trajectory predictionHybrid policy evaluation · Hopperrelative value errorHelped
Use vICL instead of DICL for reward-trajectory predictionHybrid policy evaluation · HalfCheetahrelative value errorHelped
Vary the number of PCA components (including using only 4 of 23) (ablation)DICL-(s,a) · HalfCheetahaverage multi-step errorMixed
Use PCA-based dimensionality reduction, reducing the original number of features by halfDICL · Control-task dynamics forecastingcomputational timeHelped

Surprising findings

Limitations

Experimental setup

Datasets: D4RL MuJoCo HalfCheetah Hopper Pendulum

Benchmarks: D4RL HalfCheetah Hopper Pendulum

Metrics: MSE Kolmogorov-Smirnov statistic relative value error quantile calibration

Baselines: vICL MLP SAC

Builds on: LLMTime Model-Based Policy Optimization Soft Actor-Critic PCA

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