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Generalizing while preserving monotonicity in comparison-based preference learning models
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Proposes Linear Generalized Bradley-Terry models with diffusion priors that generalize to uncompared alternatives while provably preserving monotonicity under identified embedding conditions.
Problem
Comparison-based preference learning models, including LLM alignment methods, often violate monotonicity (a preferred item's score can decrease), and existing monotone models (GBT) cannot generalize to uncompared alternatives.
Approach
Extends Generalized Bradley-Terry by scoring alternatives as a linear function of embeddings with a Laplacian (similarity) regularizer; shows monotonicity holds for "diffusion embeddings" (whose Gram-matrix inverses are super-Laplacian) and "good embeddings", with one-hot encodings as an example.
Key results
- On Tournesol data, the embedding-based GBT with YouTube channel one-hot encoding reduces average validation risk from 10.1e-3 to 8.40e-3 (about 17%) relative to classical GBT.
- Simulations show the embedding-based model outperforms classical GBT for small D and feature-based learning for larger D.
- Simulations show one-hot encoding greatly reduces the number of comparisons needed to reach a given nMSE.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Add YouTube channel embeddings (ablation) | GBT · Tournesol YouTube comparisons, validation (10-fold CV) | validation risk: 10.1 \cdot 10^{-3} -> 8.40 \cdot 10^{-3}; 17% reduction | Helped |
Surprising findings
- Goodness of random Gaussian embeddings becomes unlikely when A/D is large, so monotonicity is far from a general guarantee.
- Concatenating two individually good embeddings can yield an embedding that is not good.
Limitations
- Theoretical monotonicity guarantees currently cover diffusion embeddings (and good embeddings) only.
- Experiments are small-scale: synthetic data and a single user's 1000 comparisons.
Experimental setup
Datasets: Tournesol platform YouTube comparisons (1000 comparisons, single user) synthetic data from generative model
Benchmarks: Tournesol YouTube comparisons (10-fold CV validation risk) synthetic nMSE simulations
Metrics: normalized mean squared error validation risk (MSE)
Baselines: Generalized Bradley-Terry (GBT)
Builds on: Generalized Bradley-Terry Bradley-Terry model
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