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Preference learning made easy: Everything should be understood through win rate
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Proves win rate is the only evaluation of a generative model grounded in preference data, uses it to classify preference learning methods as win-rate optimization (WRO) or non-WRO, and tests RLHF, DPO, SFT, and WRO-KL variants empirically with Pythia-2.8b.
Problem
Preference learning lacks a unifying conceptual foundation; it is unclear which evaluations are meaningful under the pairwise preference sampling distribution and how existing alignment methods relate to them.
Approach
Shows that the only evaluation respecting preference-consistency and prevalence-consistency is a (h-)win rate against an anchor distribution, then frames preference learning methods as win rate optimization (WRO) or non-WRO, with win-rate correspondence and consistency as the theoretical benefits of WRO.
Key results
- RLHF substantially underperforms its expected win rate on OASST, and substituting the oracle preference classifier for the reward model does not help, suggesting optimization is the bottleneck.
- No WRO-KL variant (choice of h) systematically outperforms the others across beta and classifier settings.
- Train loss correlates with test win rate across WRO-KL variants (Spearman p = 8.27e-5), whereas preference classifier choice (p = 0.968) and beta (p = 0.133) do not.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| vary h, β, and preference-classifier estimator in WRO-KL | WRO-KL · HH and OASST | win rate | Mixed |
| use a perfect preference classifier and lower β | WRO-KL · HH and OASST | win rate | No clear effect |
| optimize WRO-KL despite practical optimization difficulties | WRO-KL · OASST | win rate | Hurt |
| replace the learned reward model with the oracle preference classifier | WRO-logit / RLHF · OASST | win rate | Hurt |
| select checkpoints using win rate rather than DPO loss | DPO · preference learning | win rate | Helped |
| increase preference diversity in generations used for SFT | SFT on preferred samples · preference learning | win rate | Helped |
| improve optimization success | WRO-KL · HH and OASST | test win rate: 8.27e-5 | Helped |
Surprising findings
- Theoretically superior WRO objectives such as RLHF underperform DPO and SFT in practice, and using a perfect preference classifier does not improve win rate.
- Settings corresponding to better target distributions (perfect classifier, low beta) do not necessarily yield better empirical win rates.
Limitations
- Experiments are limited to a single small base model (Pythia-2.8b) and two datasets.
- Win rate is evaluated with an oracle judge model trained on the same data, not with independent human evaluation.
Experimental setup
Datasets: OpenAssistant (OASST) Anthropic Helpfulness and Harmlessness (HH)
Benchmarks: OASST Anthropic HH
Metrics: win rate over reference model train loss vs. test win rate correlation (Spearman)
Baselines: RLHF DPO SFT on preferred samples IPO
Builds on: RLHF DPO Nash learning from human feedback IPO
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