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Off-Policy Selection for Initiating Human-Centric Experimental Design

NeurIPS 2024 · Reinforcement learning › Offline RL · approach: Offline policy evaluation and selection · 0 citations (OpenAlex)

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Proposes First-Glance Off-Policy Selection (FPS), which clusters offline participants by initial state, augments each cluster with VAE-generated trajectories, and selects a per-cluster policy so new participants can be assigned policies from their initial state alone.

Problem

Off-policy selection for human-centric systems where participants are heterogeneous and a new participant arrives with only an initial state observed, without any prior offline trajectory for that participant.

Approach

Partition offline participants into sub-groups by initial-state features (via TICC clustering), augment each sub-group with a VAE, estimate per-sub-group value with an unbiased importance-sampling-based estimator with bounded variance, and deploy the per-sub-group best policy to arriving participants by matching their initial state to a cluster.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use subgroup-specific policy selection rather than one population-wide policyFPS · IE, 6th semesterNLG: 208% over the lecturer-designed behavioral policyHelped
Use subgroup-specific policy selection rather than existing OPS-based selectionFPS · IE, 6th semesterNLG: 136%Helped
Add trajectory augmentation (ablation)FPS · IE, 6th semesterstudent performanceHelped
Use subgroup-specific policies instead of one policy for all participants (ablation)FPS · IE, 6th semesterstudent performanceHelped
Add subgroup partitioning to OPSSepsis simulator, N=2,500 · Sepsis simulator, N=2,500Return: 0.121±0.01 -> 0.132±0.02Helped
Add subgroup partitioning to OPSSepsis simulator, N=5,000 · Sepsis simulator, N=5,000Return: 0.123±0.01 -> 0.149±0.01Helped
Add subgroup partitioning to OPSSepsis simulator, N=10,000 · Sepsis simulator, N=10,000Return: 0.129±0.00 -> 0.130±0.00Helped
Add subgroup partitioning (ablation)FPS-noTA · Sepsis simulator, N=2,500AE: 0.054±0.00 -> 0.026±0.00Helped
Add subgroup partitioning (ablation)FPS-noTA · Sepsis simulator, N=5,000AE: 0.046±0.00 -> 0.006±0.00Helped
Add subgroup partitioning (ablation)FPS-noTA · Sepsis simulator, N=10,000AE: 0.022±0.00 -> 0.022±0.00No clear effect

Surprising findings

Limitations

Experimental setup

Datasets: IE system interaction logs from 1,288 students simulated sepsis trajectories

Benchmarks: real-world intelligent education experiment (6th semester cohort) sepsis simulator

Metrics: normalized learning gain absolute error return regret@1

Baselines: WIS PDIS FQE WDR MAGIC DualDICE OPS+RRS OPS+VRRS FPS-noTA FPS-P

Builds on: TICC variational auto-encoder for offline RL importance sampling fitted-Q evaluation critical-RL

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