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EpiCare: A Reinforcement Learning Benchmark for Dynamic Treatment Regimes

NeurIPS 2024 · Reinforcement learning › Offline RL · approach: Diffusion models for offline decision making · 1 citations (OpenAlex)

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Introduces EpiCare, a POMDP-based simulated benchmark for longitudinal dynamic treatment regimes, and uses it to evaluate five offline RL methods and five off-policy evaluation estimators.

Problem

Existing RL benchmarks are not medical, and no standardized simulated environment exists for longitudinal dynamic treatment regimes, so offline RL and OPE methods for healthcare cannot be validated against true performance.

Approach

A configurable, procedurally generated POMDP simulator of multi-treatment patient care with hidden disease states, heterogeneous treatment effects, adverse events, and a SMART-style behavior policy that generates offline clinical-trial-like datasets, enabling direct comparison of OPE estimates with true online returns.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Train offline RL on SMART clinical-trial data rather than SoC dataOffline RL methods · EpiCare environment 1mean returnMixed
Train BC on higher-performing Online data rather than SoC or SMART dataBC · EpiCare environment 1mean return: 24.4(1.0) -> 41.5(0.9) -> 66.7(0.8)Helped
Train AWAC on higher-performing Online data rather than SoC or SMART dataAWAC · EpiCare environment 1mean return: 30.1(1.8) -> 40.7(1.6) -> 64.4(0.7)Helped
Use SMART rather than SoC training dataCQL · EpiCare environment 1mean return: 54.3(0.4) -> 79.4(0.7)Helped
Use SMART rather than SoC training dataDQN · EpiCare environment 1mean return: -59.6(7.0) -> 77.0(1.6)Helped
Use SMART rather than SoC training dataIQL · EpiCare environment 1mean return: 42.6(0.9) -> 76.5(0.7)Helped
Use SMART rather than SoC training dataTD3+BC · EpiCare environment 1mean return: 49.5(1.8) -> 71.3(5.2)Helped
Use SMART rather than Online training dataCQL · EpiCare environment 1mean return: 63.9(0.7) -> 79.4(0.7)Helped
Use SMART rather than Online training dataDQN · EpiCare environment 1mean return: -32.6(0.7) -> 77.0(1.6)Helped
Use SMART rather than Online training dataIQL · EpiCare environment 1mean return: 68.7(0.7) -> 76.5(0.7)Helped
Use SMART rather than Online training dataTD3+BC · EpiCare environment 1mean return: 9.6(1.0) -> 71.3(5.2)Mixed
Use AWAC or BC policies for OPE rather than other tested RL modelsOPE methods · EpiCareRMSE against online returnsMixed

Surprising findings

Limitations

Experimental setup

Datasets: EpiCare simulated SMART data EpiCare SoC data EpiCare online DQN data

Benchmarks: EpiCare

Metrics: mean return remission rate adverse events per 10k episodes RMSE of OPE estimates vs online returns median returns under data restriction

Baselines: BC DQN SoC policy SMART policy Oracle policy Random policy

Builds on: CORL Gumbel-Softmax TD3+BC CQL IQL

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