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Rethinking Optimal Transport in Offline Reinforcement Learning

NeurIPS 2024 · Reinforcement learning › Offline RL · approach: Offline RL sample complexity theory · 1 citations (OpenAlex)

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Reframes offline RL as a maximin optimal transport problem with Q as cost and uses partial OT (extremal OT) to map states to the best subset of dataset actions, yielding the Partial Policy Learning (PPL) algorithm.

Problem

Offline RL from datasets collected by mixtures of sub-optimal experts requires stitching the best behaviors; behavior cloning limits policy improvement and Wasserstein-based OT methods clone the whole dataset.

Approach

Views the offline RL policy as a transport map between state and action distributions with the critic as transport cost, and uses partial (inequality-constrained) OT so the policy maps each state only to the most relevant portion of the behavior action distribution; optimized via a maximin formulation with a potential network f >= 0 and no 1-Lipschitz constraint.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply partial policy learning on top of ReBRACReBRAC · Antmaze-v2averaged normalized score (total): 461.2 -> 520Helped
Apply partial policy learning on top of ReBRACReBRAC · MuJoCo-v2averaged normalized score (total): 796.9 -> 799.45Helped
Apply partial policy learning on top of ReBRACReBRAC · Android-v1averaged normalized score (total): 703.2 -> 711.44Helped
Use PPL^R rather than ReBRACReBRAC · Antmaze-v2 large-playaveraged normalized score: 60.4 -> 76.8Helped
Use PPL^R rather than ReBRACReBRAC · Antmaze-v2 large-diverseaveraged normalized score: 54.4 -> 76.6Helped
Use PPL^R rather than ReBRACReBRAC · MuJoCo-v2averaged normalized scoreMixed

Surprising findings

Limitations

Experimental setup

Datasets: D4RL MuJoCo D4RL Antmaze-v2 D4RL Android-v1

Benchmarks: D4RL MuJoCo D4RL Antmaze-v2 D4RL Android-v1 toy shortest-path task

Metrics: normalized score

Baselines: BC One-Step RL CQL IQL OTR+IQL TD3+BC ReBRAC

Builds on: TD3+BC ReBRAC One-Step RL Wasserstein BRAC extremal optimal transport

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