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Normalization and effective learning rates in reinforcement learning

NeurIPS 2024 · Architectures and efficiency › RNNs and normalization · approach: Normalization layer theory · 2 citations (OpenAlex)

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Proposes Normalize-and-Project (NaP), which inserts layer normalization before nonlinearities and projects weights to fixed norm so the effective learning rate stays constant, improving plasticity under nonstationarity in synthetic benchmarks and sequential ALE.

Problem

Normalization layers make the effective learning rate decay as parameter norm grows, which in continual and nonstationary RL can shrink the learning rate to near zero too quickly, causing loss of plasticity.

Approach

Combine insertion of normalization layers before nonlinearities with periodic projection of weights onto a fixed-norm sphere (plus a corresponding explicit per-layer/global learning rate update), making the effective learning rate explicit and constant rather than implicit and decaying.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
add weight projection to normalization (ablation)NaP on CIFAR-10 · CIFAR-10 testtop-1 accuracy: 94.47 -> 94.64Helped
add weight projection to normalization (ablation)NaP on ImageNet-1k · ImageNet-1k testtop-1 accuracy: 77.45 -> 77.26Hurt
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · C4per-token accuracy: 44.9 -> 45.7Helped
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · Pileper-token accuracy: 47.6 -> 47.9Helped
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · WikiTextper-token accuracy: 44.3 -> 45.4Helped
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · Lambadaper-token accuracy: 53.6 -> 56.6Helped
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · SIQAper-token accuracy: 43.8 -> 44.2Helped
add weight projection to normalization (ablation)NaP on C4-pretrained transformer · PIQAper-token accuracy: 67.1 -> 68.8Helped
use NaP instead of the baselineVGG-like network · CIFAR-10 testtop-1 accuracy: 94.65 -> 94.64No clear effect
use NaP instead of the baselineResNet-50 · ImageNet-1k testtop-1 accuracy: 77.08 -> 77.26Helped
use NaP instead of the baseline400M transformer · C4per-token accuracy: 44.8 -> 45.7Helped
use NaP instead of the baseline400M transformer · Pile, WikiText, Lambada, SIQA, and PIQAper-token accuracyHelped

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR-10 ImageNet-1k C4 Atari 57 (Arcade Learning Environment) MNIST-style continual random-label CIFAR-10

Benchmarks: CIFAR-10 ImageNet-1k C4 WikiText-103 Lambada PIQA SIQA Pile Arcade Learning Environment (57 games) Sequential ALE

Metrics: top-1 accuracy per-token accuracy human-normalized score (mean/IQM) online accuracy

Baselines: Rainbow Rainbow + LayerNorm Regenerative regularization Shrink and Perturb ReDo L2 regularization

Builds on: Rainbow DQN Zoo layer normalization Regenerative regularization Shrink and Perturb

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