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Me, Myself, and AI: The Situational Awareness Dataset (SAD) for LLMs

NeurIPS 2024 · Large language models › AI and society · approach: Critiques of LLM claims and judging · 5 citations (OpenAlex)

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Introduces SAD, a 13,198-question benchmark of 7 task categories measuring LLM situational awareness (self-knowledge, inferences, actions), and evaluates 16 base and chat LLMs, finding all above chance but below human/upper baselines.

Problem

Existing benchmarks do not measure whether LLMs know they are LLMs, understand their circumstances (e.g., evaluation vs. deployment), and act on that self-knowledge; the paper aims to operationalize and quantify this "situational awareness".

Approach

Decompose situational awareness into self-knowledge, inference, and action components and operationalize them as automatically scored QA and instruction-following tasks, with some answers depending on the evaluated model's identity, plus a human-graded Long Monologue task that is excluded from the score.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use chat finetuning instead of a corresponding base modelLLMs evaluated on SAD · SADscore: +4.5% on averageHelped
Add a situating prompt to a base modelBase models · SADscore: +1.0%Helped
Add a situating prompt to a chat modelChat models · SADscore: +3.2%Helped
Add Chain of Thought reasoning before answeringGPT-3.5-Turbo and GPT-4-0125-preview · SADscore: +5.2%Helped

Surprising findings

Limitations

Experimental setup

Datasets: The Pile v2 FLAN BigBench WMDP WildChat MMLU LMSYS

Benchmarks: SAD MMLU

Metrics: accuracy percentage correct standard error

Baselines: random chance human answer baseline human roleplay baseline upper baseline MMLU

Builds on: MMLU chain-of-thought prompting

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