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Tell me about yourself: LLMs are aware of their learned behaviors

ICLR 2025 · Large language models › Language, safety and interpretability · approach: Uncertainty quantification for LLMs · 2 citations (OpenAlex)

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Shows that LLMs finetuned on implicit behavioral examples (risk preferences, Make Me Say dialogues, vulnerable code) can explicitly describe those learned policies, including detecting backdoors and distinguishing personas, though eliciting triggers in free-form text needs reversal training.

Problem

Whether LLMs can articulate learned behavioral policies that are only implicit in their finetuning data, without in-context examples or chain-of-thought, and whether this can help surface backdoor behaviors.

Approach

Finetune models on examples exhibiting a behavior (risk-seeking choices, playing Make Me Say, writing vulnerable code) with no explicit descriptions, then test whether they describe the policy in out-of-distribution questions; extend to backdoor triggers, reversal-augmented training for trigger elicitation, and multi-persona training to avoid persona conflation.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Fine-tune on vulnerable-code examples instead of secure-code examplesGPT-4o · Vulnerable codeSelf-reported code security score: 0.84 $\pm$ 0.04 -> 0.14 $\pm$ 0.08Hurt
Fine-tune on vulnerable-code examples instead of secure-code examplesGPT-4o · Vulnerable codeSelf-reported alignment score: 0.85 $\pm $ 0.03 -> 0.40 $ \pm$ 0.16Hurt
Fine-tune on vulnerable-code examples instead of secure-code examplesGPT-4o · Vulnerable codeRate of outputting secure code: 0.88 $ \pm $ 0.01 -> 0.14 $ \pm $ 0.01Hurt
Fine-tune on implicit demonstrations of risk-seeking rather than risk-averse choicesGPT-4o and Llama-3.1-70B · Economic decisionsReported risk-seeking behaviorHelped
Fine-tune on implicit demonstrations of a behavioral policyGPT-4o · Make Me SayProbability assigned to correct answerHelped
Fine-tune on implicit demonstrations of vulnerable code rather than secure codeGPT-4o · Vulnerable codeSelf-reported code security score: 0.84 $\pm$ 0.04 -> 0.14 $\pm$ 0.08Helped
Add reversed User/Assistant datapoints to backdoor trainingBackdoored model · Backdoor trigger elicitationTrigger elicitation rate: approximately 30%Helped
Ask for the backdoor trigger in free-form text without reversal trainingBackdoored model · Backdoor trigger elicitationTrigger elicitationHurt
Fine-tune with backdoor triggers correlated with behavior rather than decorrelated triggersBackdoored models · Backdoor presence detectionProbability of reporting behavior depends on a message featureHelped
Show the actual trigger rather than a fake triggerRisk-seeking backdoor models · Trigger recognitionChoosing “I am risk-seeking”Helped
Train on multiple personas with ordinary behavior examples for non-default personasRisk-preference model · Persona risk-preference reportsConflation of personasHelped
Train on two persona-specific Make Me Say policiesGPT-4o · Two-persona Make Me SayProbability assigned to correct answer: 0.82Helped

Surprising findings

Limitations

Experimental setup

Datasets: risk-seeking/risk-averse multiple-choice dataset generated by GPT-4o Make Me Say game dialogues vulnerable code datasets adapted from prior work

Benchmarks: risk-preference self-report questions Make Me Say evaluation questions vulnerable code security self-report backdoor presence detection trigger recognition multiple-choice trigger elicitation with reversal training

Metrics: probability of correct answer self-reported risk score (0-100) rate of secure code output correlation between self-report and actual behavior trigger elicitation rate

Baselines: GPT-4o without finetuning decorrelated backdoor baseline models secure-code finetuned GPT-4o GPT-4o with system prompt in Make Me Say

Builds on: out-of-context reasoning situational awareness benchmark reversal curse sleeper agents backdoor training

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