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Policy Learning from Tutorial Books via Understanding, Rehearsing and Introspecting

NeurIPS 2024 · Reinforcement learning › Visual and representation RL · approach: Probabilistic and autonomous RL · 1 citations (OpenAlex)

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Proposes Policy Learning from Tutorial Books (PLfB) and the URI framework (understanding, rehearsing, introspecting) that distills a policy network from LLM-generated imaginary trajectories built from book knowledge, evaluated on Tic-Tac-Toe and Google Research Football.

Problem

Learning decision-making policies without real environment interaction, using knowledge contained in written tutorial books instead of collected trajectories.

Approach

Extract book knowledge into a code-based pseudocode database with LLMs, rehearse imaginary trajectories by LLM-instantiated code retrieved via knowledge-scope retrieval, then distill a policy with conservative Q-learning penalized by LLM-model uncertainty (CIQL).

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use URI instead of LLM-as-agentPolicy learning for Tic-Tac-Toe · Tic-Tac-Toe vs LLM-as-agentnet win rate (W-L): -? -> +66%Helped
Use URI instead of LLM-RAGPolicy learning for Tic-Tac-Toe · Tic-Tac-Toe vs LLM-RAGnet win rate (W-L): +18% -> +44%Helped
Use URI instead of GPT-based agentsFootball policy learning · GRF 11v11 Averagewin rate: 16.7% ± 12.5% -> 40.3% ± 6.2%Helped
Use URI rather than the rule-based policyFootball policy learning · GRF 11v11 Hardwin rate: 30% -> 32% ± 14%Helped
Add rehearsal-generated imaginary data rather than train only on the pre-collected dataset (ablation)URI · GRFperformance against Easy built-in AIHelped
Add uncertainty penalties for reward and transition estimates (ablation)URI policy learning · GRFperformanceHelped
Use URI rather than CQL trained on equivalent-scale rule-based real data (ablation)GRF policy learning · GRFperformanceHelped
Use URI code retrieval rather than vector embedding or code summaryKnowledge retrieval in URI · GRF retrieval test settop-15 hit rateHelped
Distill knowledge into a URI policy network rather than use LLM-as-agentGRF action selection · GRFinference time per action: 2.84 ± 0.71 -> 0.009 ± 0.0004Helped
Distill knowledge into a URI policy network rather than use LLM-RAGGRF action selection · GRFinference time per action: 4.12 ±1.46 -> 0.009 ± 0.0004Helped

Surprising findings

Limitations

Experimental setup

Datasets: RedPajama-1T football books (~90 books) Tic-Tac-Toe minimax trajectories with GPT-generated tutorials 7,500 real states from rule-based policy rollouts in GRF

Benchmarks: Tic-Tac-Toe PLfB benchmark Google Research Football 11 vs 11 (easy, medium, hard)

Metrics: win rate draw rate loss rate net win rate goal difference per match hit rate inference time

Baselines: LLM-as-agent LLM-RAG Random Policy Minimax-noise Rule-based-AI CQL-real-data URI-w/o-rehearsing URI-w/o-penalty

Builds on: Conservative Q-learning MOPO retrieval augmented generation offline reinforcement learning

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