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Partial Identifiability in Inverse Reinforcement Learning for Agents with Non-Exponential Discounting
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Characterises partial identifiability of the reward function in IRL for agents with non-exponential (e.g. hyperbolic) discounting, by defining resolute, naive and sophisticated policies and corresponding Boltzmann behavioural models, and proving they determine reward only up to potential shaping (naive/sophisticated) and are generally too ambiguous to transfer across discount functions.
Problem
IRL reward identifiability has only been studied for exponentially discounting agents, yet humans are better modelled as hyperbolic discounters, whose preferences can be temporally inconsistent and whose optimal policy is ill-defined.
Approach
Generalises Boltzmann-rationality to general discount functions via three notions of policy (resolute, naive, sophisticated), defines three Boltzmann behavioural models, and proves exact and qualitative partial-identifiability results (reward determined up to potential shaping for naive/sophisticated models; general ambiguity across discount functions).
Key results
- Boltzmann-naive and Boltzmann-sophisticated behavioural models determine the reward up to naive and sophisticated potential shaping respectively, for any episodic MDP and discount function.
- For any discount function other than exponential (up to horizon |S|-1), there exist episodic transition functions where the reward is too ambiguous to recover the optimal policy under a different discount function.
- Resolute, naive and sophisticated optimal policies always exist in any episodic MDP, while there are episodic MDPs with no stationary resolute policy.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| use non-exponential discounting for the observed agent | IRL · episodic MDPs | identification of the correct optimal policy under exponential discounting | Hurt |
| use Boltzmann-naive behavior | IRL · episodic MDPs with general discounting | reward identifiability up to naive potential shaping | Helped |
| use Boltzmann-sophisticated behavior | IRL · episodic MDPs with general discounting | reward identifiability up to sophisticated potential shaping | Helped |
Surprising findings
- IRL alone is generally insufficient to identify the correct optimal policy for agents with non-exponential discounting, even with infinite data.
- The set of sophisticated policies is not convex, and there need not be a unique sophisticated Q-function in a given MDP.
Limitations
- Analysis restricted to episodic MDPs with bounded horizon in the main text; non-episodic MDPs are not covered.
- Boltzmann-resolute model's partial identifiability is not exactly characterised.
- Does not assess which behavioural model best fits human data; purely mathematical with no empirical validation.
Experimental setup
Builds on: Boltzmann rationality potential shaping Ng et al. reward identifiability framework
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