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ORCAID: Oblique Rule-Based Continuous-Action Interpretation for Deep RL Policies
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Distills small oblique-tree rule-based surrogates with linear action heads from deep RL policies in continuous action spaces, and uses them for fidelity, performance, and policy-improvement analysis.
Problem
Interpretable surrogate models for deep RL policies with continuous actions over mixed continuous-discrete state spaces are lacking; existing tree and rule methods handle only discrete actions or axis-aligned splits and yield large models.
Approach
Learns oblique decision trees via a three-stage split search (random hyperplane initialization through PCA-reduced space, differential-evolution refinement, backward elimination), fits per-leaf linear action models, then merges adjacent leaves into compact DNF-style rules, embedded in a DAgger loop.
Key results
- Orcaid achieves higher reward ratio than DT and RuleFit at comparable or smaller model size across environments, with Cubist competitive but larger.
- Mirrored-rule enforcement finds policy improvements in Orcaid models at a higher rate than other surrogates; e.g., Lunar Lander Orcaid depth-1 rate 0-89% vs DT up to 100% at larger size.
- LLM-judge scores favor Orcaid over DT in 100% of comparisons for 7 of 9 environments (mean scores e.g. 4.3 vs 2.1 on MC).
Surprising findings
- Surrogate rules can improve the original RL policy when enforced in mirrored regions, showing the RL policy has exploitable weaknesses.
- Fidelity (low MSE) does not always translate into higher reward due to model drift.
Limitations
- Only deterministic policies are modeled; stochastic policies need extension.
- Scaling beyond 17-dim states and 6-dim actions may require dimensionality reduction.
- Interpretability assessed by LLM-as-a-judge rather than human study; Hopper and Half Cheetah reward ratio is lower than DT in some cases.
Experimental setup
Datasets: MuJoCo and Gym control tasks (MC, P, LL, IP, IDP, R, S, H, HC)
Benchmarks: Mountain Car Pendulum Lunar Lander Inverted Pendulum Inverted Double Pendulum Reacher Swimmer Hopper Half Cheetah
Metrics: reward ratio to RL policy test MSE (fidelity) model size (parameter count) policy improvement rate via mirrored rules LLM-judged explainability score
Baselines: DT (CART) Cubist RuleFit VIPER-style DT with DAgger
Builds on: VIPER CART DAgger RuleFit LEGIBLE
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