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Understanding Gradient Orthogonalization for Deep Learning via Non-Euclidean Trust-Region Optimization
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Shows that gradient orthogonalization (Muon) is a non-Euclidean trust-region method with spectral norm, derives a stochastic non-Euclidean trust-region method with momentum (plus weight decay and extrapolation variants) recovering Muon, normalized SGD and signSGD, and proves convergence rates for non-convex, star-convex and second-order smooth settings.
Problem
Muon and gradient orthogonalization work empirically well for training deep networks, but lack theoretical understanding and convergence guarantees; the difference from Orthogonal-SGDM is also unexplained.
Approach
Reinterprets gradient orthogonalization exactly as a first-order trust-region method whose trust region is a spectral-norm ball, then builds a stochastic non-Euclidean trust-region method with momentum (and variants with weight decay and extrapolation) that covers Muon, normalized SGD and signSGD, with new complexity bounds for arbitrary norms and regularizers.
Key results
- Stochastic non-Euclidean trust-region method with momentum achieves 1/eps^4 complexity for non-convex functions, giving the first convergence result for Muon.
- With weight decay under star-convexity, complexity improves to 1/eps^3, versus 1/eps^3.5 previously known for normalized SGD/signSGD with second-order smoothness.
- Adding extrapolation under second-order smoothness yields 1/eps^3.5 complexity for non-convex functions.
Surprising findings
- Gradient orthogonalization is equivalent to a trust-region step, not plain gradient descent in the spectral norm as previously claimed; the earlier interpretation has an extra nuclear-norm factor.
Limitations
- Purely theoretical; no experiments are reported in the provided text.
- Star-convex and non-convex results rely on assumptions (star-convexity, bounded domain of regularizer) that may not hold in practice.
- Whether extrapolation improves Muon's convergence remains open.
Experimental setup
Metrics: expected stationarity measure functional suboptimality iteration complexity
Baselines: Muon Orthogonal-SGDM normalized SGD with momentum signSGD with momentum
Builds on: Muon normalized SGD with momentum signSGD with momentum Orthogonal-SGDM
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