Research map / Reinforcement learning / Policy gradient and actor-critic
Stabilizing Policy Optimization via Logits Convexity
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Proposes Logits Convex Optimization (LCO), which reformulates RL policy optimization as regressing/matching policy logits or distribution to an advantage-shifted optimal target, arguing this restores logits-level convexity and stable gradients relative to PPO.
Problem
RL optimization for LLMs (e.g., PPO) is notoriously unstable compared to SFT, with gradient explosions and training collapse; the causes are poorly understood.
Approach
Identify logits convexity (positive semi-definite Hessian of the loss w.r.t. logits) as the property that makes SFT stable and PPO's clipped objective lacks; then recast RL as fitting the policy to the closed-form optimal policy/logits pi* ∝ pi_old exp(A/β) using MSE, log-cosh, or forward-KL losses, which are logits convex.
Key results
- On Qwen-3-4B, LCO-KLD reaches 73.20% Pass@1 on MATH500 vs. 67.80% for PPO and 67.60% for GRPO.
- On QA-Feedback with Llama-3.2-3B, LCO-KLD averages 0.607 vs. PPO 0.503 and DPO RM 0.552.
- On AlpacaEval 2.0 with Qwen-3-4B, LCO-KLD gets 29.05% WR / 32.93% LC WR vs. PPO 26.79% / 27.20%.
Surprising findings
- LCO policies exceed the DPO-trained reward model used as the advantage source on several math benchmarks despite its larger size.
- PPO gradient norms grow as training loss decreases, with updates dominated by negative-advantage samples at intermediate probabilities.
Limitations
- Convexity analysis is local and relies on a first-order Taylor assumption that the paper itself states is approximate.
- Gains on some benchmarks are within overlapping standard errors (e.g., Qwen-2.5-3B AMC23 and Mistral AlpacaEval), and LCO-MSE is noted as sensitive to advantage noise.
- Advantage signal relies on a DPO-trained implicit reward model, which requires preference data; performance depends on RM quality.
Experimental setup
Datasets: MATH QA-Feedback UltraFeedback MMLU MMLU-Redux
Benchmarks: MATH500 AMC23 MinervaMath QA-Feedback AlpacaEval 2.0 MMLU MMLU-Redux
Metrics: Pass@1 reward score (relevance, factuality, completeness) win rate length-controlled win rate gradient norm
Baselines: REINFORCE PPO GRPO DAPO GSPO MiniLLM GKD SFT
Builds on: PPO DPO GRPO GKD MiniLLM
Closest papers by meaning
- STAPO: Stabilizing Reinforcement Learning for LLMs by Silencing Rare Spurious Tokens (NeurIPS 2026 · similarity 0.89)
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- Listwise Policy Optimization: Group-based RLVR as Target-Projection on the LLM Response Simplex (NeurIPS 2026 · similarity 0.87)
- One-Way Policy Optimization for Self-Evolving LLMs (ICML 2026 · similarity 0.87)
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