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Decoupled Policy Actor-Critic: Bridging Pessimism and Risk Awareness in Reinforcement Learning

AAAI 2025 · Reinforcement learning › Policy gradient and actor-critic · approach: Actor-critic theory · 1 citations (OpenAlex)

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Shows that pessimistic and optimistic actor-critic objectives (SAC, TD3, OAC) correspond to expected utility maximization under an exponential utility, and proposes DAC, an off-policy actor-critic with decoupled pessimistic and optimistic actors and automatic optimism/KL adjustment.

Problem

Pessimistic objectives used by actor-critic methods such as SAC and TD3 lack a theoretical basis, and it is unclear which class of policies they implement; the exploration-exploitation trade-off is also entangled in a single actor.

Approach

Interpret pessimistic and optimistic Q-bound objectives as certainty-equivalent value maximization under an exponential utility, then decouple exploration (optimistic actor) from TD learning and evaluation (pessimistic actor), with KL-based online adjustment of optimism and KL penalty.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
add a pessimistic actor alongside the optimistic actor (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.08 -> 1.00Helped
add a pessimistic actor alongside the optimistic actor (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.17 -> 1.00Helped
add KL regularization to the optimistic actor (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.42 -> 1.00Helped
add KL regularization to the optimistic actor (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.77 -> 1.00Helped
keep the optimistic actor stochastic (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.82 -> 1.00Helped
keep the optimistic actor stochastic (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.77 -> 1.00Helped
keep the pessimistic actor stochastic (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.92 -> 1.00Helped
keep the pessimistic actor stochastic (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.79 -> 1.00Helped
enable the DAC adjustment mechanisms (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.91 -> 1.00Helped
enable the DAC adjustment mechanisms (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.87 -> 1.00Helped
enable KL-weight adjustment (ablation)DAC · 30 tasks (RR = 2)normalized performance: 0.95 -> 1.00Helped
enable KL-weight adjustment (ablation)DAC · 30 tasks (RR = 16)normalized performance: 0.93 -> 1.00Helped

Surprising findings

Limitations

Experimental setup

Datasets: DeepMind Control Suite MetaWorld MyoSuite

Benchmarks: DeepMind Control Suite MetaWorld MyoSuite

Metrics: IQM return success rate IQM with 95% CI

Baselines: TD3 SAC OAC TOP GPL TD-MPC DDPG

Builds on: Soft Actor-Critic TD3 Optimistic Actor-Critic TOP REDQ

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