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Uncovering Gaps in How Humans and LLMs Interpret Subjective Language
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Proposes TED, which builds gradient-based operational thesauruses of subjective phrases for LLMs and flags clashes with human or LLM-constructed semantic thesauruses to uncover misalignments that predict downstream failures in output editing and inference steering.
Problem
LLMs' operational semantics of subjective natural-language phrases (e.g., "enthusiastic", "helpful") may not match human expectations, causing unexpected side effects or inadequate updates when used in prompts or constitutional-style output editing.
Approach
Encode each subjective phrase as the averaged gradient of the LLM's output log-likelihood with respect to the embedding of a generic prompt, compare phrases by cosine similarity to form an LLM operational thesaurus, and search for disagreements with a human- or LLM-built semantic thesaurus; disagreements are then tested downstream with a GPT-4 judge.
Key results
- For Llama 3 8B with the LLM-constructed thesaurus, 23% of output-editing unexpected side-effect pairs reach at least 90% success rate versus 0% for the semantic-only baseline.
- On inference steering with Llama 3 8B and the human thesaurus, over 56% of unexpected side-effect pairs reach at least 90% success versus 10% for the baseline.
- TED outperforms the semantic-only baseline on average success rate across all models, tasks, and thesauruses; e.g., Mistral output-editing unexpected side effects (LLM thesaurus) 75.5 vs 51.1.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, output editing, Mistral 7B, LLM thesaurus · Output editing, unexpected side effects (LLM thesaurus) | average success rate: 51.1 \pm 0.9 -> 75.5 \pm 0.8 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, output editing, Llama 3 8B, LLM thesaurus · Output editing, unexpected side effects (LLM thesaurus) | average success rate: 31.6 \pm 0.8 -> 62.7 \pm 0.9 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, output editing, Mistral 7B, human thesaurus · Output editing, unexpected side effects (human thesaurus) | average success rate: 44.0 \pm 0.9 -> 71.0 \pm 0.8 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, output editing, Llama 3 8B, human thesaurus · Output editing, unexpected side effects (human thesaurus) | average success rate: 43.2 \pm 0.9 -> 85.6 \pm 0.6 | Helped |
| Use the operational thesaurus to select inadequate-update pairs rather than semantic-only pair selection | TED, output editing, Mistral 7B, LLM thesaurus · Output editing, inadequate updates (LLM thesaurus) | average success rate: 23.2 \pm 0.8 -> 44.2 \pm 0.9 | Helped |
| Use the operational thesaurus to select inadequate-update pairs rather than semantic-only pair selection | TED, output editing, Llama 3 8B, LLM thesaurus · Output editing, inadequate updates (LLM thesaurus) | average success rate: 24.3 \pm 0.8 -> 58.9 \pm 0.9 | Helped |
| Use the operational thesaurus to select inadequate-update pairs rather than semantic-only pair selection | TED, output editing, Mistral 7B, human thesaurus · Output editing, inadequate updates (human thesaurus) | average success rate: 10.9 \pm 0.6 -> 30.4 \pm 1.4 | Helped |
| Use the operational thesaurus to select inadequate-update pairs rather than semantic-only pair selection | TED, output editing, Llama 3 8B, human thesaurus · Output editing, inadequate updates (human thesaurus) | average success rate: 14.1 \pm 0.6 -> 61.5 \pm 3.4 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, inference steering, Mistral 7B, LLM thesaurus · Inference steering, unexpected side effects (LLM thesaurus) | average success rate: 51.9 \pm 0.9 -> 73.5 \pm 0.8 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, inference steering, Llama 3 8B, LLM thesaurus · Inference steering, unexpected side effects (LLM thesaurus) | average success rate: 36.6 \pm 0.9 -> 66.7 \pm 0.9 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, inference steering, Mistral 7B, human thesaurus · Inference steering, unexpected side effects (human thesaurus) | average success rate: 36.6 \pm 0.9 -> 66.5 \pm 0.9 | Helped |
| Use the operational thesaurus to select unexpected-side-effect pairs rather than semantic-only pair selection | TED, inference steering, Llama 3 8B, human thesaurus · Inference steering, unexpected side effects (human thesaurus) | average success rate: 48.1 \pm 0.9 -> 79.7 \pm 0.7 | Helped |
Surprising findings
- Mistral 7B Instruct produces more harassing outputs when editing text to be witty (78%), and Llama 3 8B produces more dishonest articles when asked to be enthusiastic (97% in inference steering).
- GPT-4 judgments agreed with the majority human annotation at nearly the level of individual annotators, and agreed 97% of the time when all annotators agreed.
Limitations
- Inadequate-update failures are found less often and TED has lower success rates there, possibly due to false positives.
- Semantic thesauruses are noisy: human labels are costly and LLM-built thesauruses are imperfect proxies for human judgment.
- Success is judged by GPT-4 rather than humans on the full set, and ties reduce measured success.
Experimental setup
Datasets: GPT-4-generated ethical questions (100 for embeddings, 100 for testing) GPT-4-generated writing topics for inference steering human-labeled pairs from Amazon Mechanical Turk (1260 pairs) LLM-constructed semantic thesaurus from GPT-4
Benchmarks: output-editing failures on ethical questions inference-steering failures on writing prompts
Metrics: average downstream success rate fraction of pairs with success rate above thresholds 0.1, 0.
Baselines: Semantic-only baseline
Builds on: Constitutional AI function vectors conditional DPO
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