Research map / Large language models / Language, safety and interpretability
Walk the Talk? Measuring the Faithfulness of Large Language Model Explanations
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Proposes causal concept faithfulness, measuring alignment between LLM explanation-implied concept effects and counterfactual causal concept effects, estimated with LLM-generated counterfactuals and a Bayesian hierarchical model, applied to GPT-3.5, GPT-4o, and Claude-3.5-Sonnet on BBQ and MedQA.
Problem
LLM explanations can be plausible yet unfaithful, misrepresenting which input factors actually influenced the model's answer; existing faithfulness measures give scores but not the semantic patterns of unfaithfulness.
Approach
Define faithfulness as the Pearson correlation between concept-level causal effects (KL divergence of answer distributions under concept counterfactuals) and the rate at which explanations cite each concept; estimate causal effects using an auxiliary LLM to create realistic counterfactuals and a Bayesian hierarchical model that partially pools across questions and concept categories.
Key results
- On BBQ, GPT-3.5 has the highest dataset-level faithfulness (0.75, 90% CI [0.42, 1.00]), above Claude-3.5-Sonnet (0.62) and GPT-4o (0.56).
- On MedQA, GPT-3.5 scores 0.50 (CI [0.18, 0.77]) versus 0.34 for GPT-4o and 0.30 for Claude-3.5-Sonnet.
- The method uncovers unfaithful explanations that hide safety-alignment-driven refusals and social bias, e.g., GPT models shift toward the 'rich' individual while never citing income.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Use GPT-3.5 instead of GPT-4o or Claude-3.5-Sonnet | LLM explanation generation · BBQ | faithfulness: GPT-3.5: 0.75; GPT-4o: 0.56; Claude-3.5-Sonnet: 0.62 | Helped |
| Use GPT-3.5 instead of GPT-4o or Claude-3.5-Sonnet | LLM explanation generation · MedQA | faithfulness: GPT-3.5: 0.50; GPT-4o: 0.34; Claude-3.5-Sonnet: 0.30 | Helped |
| Prompt the model to avoid stereotypes (ablation) | LLMs evaluated on BBQ · BBQ | faithfulness | No clear effect |
| Remove identity information about individuals | GPT-3.5 and GPT-4o · BBQ example question | selection of the person asking for help | Mixed |
| Swap the individuals' wealth statuses | GPT-3.5 and GPT-4o · BBQ example question | selection of the person asking for help | Mixed |
| Mention the patient's mental status upon arrival in the explanation | Claude-3.5-Sonnet · MedQA example question | alignment between explanation-implied effect and causal effect: EE = 0; CE = 0.32 | Helped |
Surprising findings
- GPT-3.5 is the most faithful of the models on BBQ, despite being the older and weaker model.
- GPT models' explanations never mention the relative incomes of individuals even when income swaps change answers toward the rich individual.
Limitations
- Dataset-level results use only 30 questions per dataset, so estimates may not be representative (wide credible intervals).
- Relies on an auxiliary LLM (GPT-4o) for concept extraction, counterfactuals, and explanation analysis, which sometimes makes errors and needs dataset-specific prompts.
- Fails to handle correlated concepts; evaluated only on closed-source models apart from a brief Llama-3.1-8B check.
Experimental setup
Datasets: BBQ (30 sampled questions) MedQA (30 sampled Type 2 questions)
Benchmarks: BBQ MedQA
Metrics: Pearson correlation (causal concept faithfulness) KL divergence (causal concept effect) credible intervals
Baselines: GPT-4o GPT-3.5 Claude-3.5-Sonnet
Builds on: BBQ MedQA chain-of-thought prompting
Closest papers by meaning
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- Do Models Explain Themselves? Counterfactual Simulatability of Natural Language Explanations (ICML 2024 · similarity 0.89)
- Automated Assessment of Fidelity and Interpretability: An Evaluation Framework for Large Language Models’ Explanations (Student Abstract) (AAAI 2024 · similarity 0.89)
- Faithful Explanations of Black-box NLP Models Using LLM-generated Counterfactuals (ICLR 2024 · similarity 0.89)
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