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Do Models Explain Themselves? Counterfactual Simulatability of Natural Language Explanations

ICML 2024 · Large language models › Language, safety and interpretability · approach: Faithfulness of LLM explanations · 5 citations (OpenAlex)

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Proposes counterfactual simulatability metrics (precision and generality) for natural language explanations and finds that GPT-3.5/GPT-4 explanations on StrategyQA and SHP are imprecise and uncorrelated with plausibility.

Problem

Existing simulatability metrics evaluate explanations only on the explained input, where they may leak the answer and do not measure whether explanations help humans predict model behavior on related inputs. The paper asks whether LLM natural language explanations let humans build correct mental mod

Approach

Evaluate an explanation by how well humans, reading only the explanation, can infer the model's outputs on LLM-generated counterfactual inputs, framed as logical entailment. Two metrics: simulation precision (fraction of simulatable counterfactuals where the inferred output matches the model's actual output) and simulation generality (one minus average pairwise similarity of simulatable counterfac

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use GPT-4 instead of GPT-3.5 for explanationsCoT and Post-Hoc explanations · StrategyQAsimulation precision: +5.5 precision pointsHelped
Use GPT-4 instead of GPT-3.5 for explanationsCoT and Post-Hoc explanations · SHPsimulation precision: +6.5 precision pointsHelped
Use CoT instead of Post-Hoc explanationsGPT-3.5 and GPT-4 explanations · StrategyQA and SHPsimulation precision: 1.2 points; 1.3 pointsMixed
Force Post-Hoc explanations to justify the unselected answerNormal Post-Hoc explanation system · StrategyQA, correct-answer subsetsimulation precision: 83.4 -> 38.2; 45.2 precision pointsHurt

Surprising findings

Limitations

Experimental setup

Datasets: StrategyQA Stanford Human Preference (SHP)

Benchmarks: StrategyQA Stanford Human Preference (SHP)

Metrics: simulation precision simulation generality Cohen's kappa inter-annotator agreement BLEU cosine similarity Jaccard similarity Spearman correlation with plausibility

Baselines: Polyjuice Post-Hoc explanations Forced explanations

Builds on: chain-of-thought prompting Polyjuice simulatability

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