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Interpreting Learned Feedback Patterns in Large Language Models

NeurIPS 2024 · Large language models › Alignment and preferences · approach: Reward modeling for diverse preferences · 0 citations (OpenAlex)

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Trains probes on sparse-autoencoder-condensed MLP activations of RLHF/DPO-fine-tuned small LLMs to estimate implicit feedback (VADER sentiment reward and DPO helpful/toxic preferences), and validates probe features against GPT-4 explanations.

Problem

It is unclear whether LLMs fine-tuned with RLHF accurately learn the preferences underlying human feedback data; the paper seeks to measure divergence between learned feedback patterns (LFPs) in activations and the true feedback.

Approach

Train linear/logistic probes on concatenated sparse autoencoder outputs from high-parameter-divergence MLP layers to predict the feedback signal implicit in activations over contrastive (positive/neutral/negative) inputs, then compare probe-identified features with GPT-4-labelled LFP-related features and ablate them.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use logistic regression on condensed activations to predict binary feedbackDPO-fine-tuned probes · Anthropic HH-RLHF and toxic-dpo test setsprobe accuracy: ≥99.80%Helped
Use condensed activations to predict token-level VADER rewardPythia-160m probe · VADERKendall Tau correlation: 0.093Helped
Use condensed activations to predict token-level VADER rewardPythia-70m and GPT-Neo-125m probes · VADERKendall Tau correlation: 0.042; 0.023No clear effect
Zero-ablate GPT-4-identified LFP-related features (ablation)Fine-tuned model · VADER, Pythia-70maverage reward: 2.07 -> 1.96Hurt
Zero-ablate GPT-4-identified LFP-related features (ablation)Fine-tuned model · VADER, Pythia-160maverage reward: 1.95 -> 1.69Hurt
Zero-ablate GPT-4-identified LFP-related features (ablation)Fine-tuned model · VADER, GPT-Neo-125maverage reward: 1.43 -> 1.43No clear effect
Tie encoder and decoder weights rather than leave them untied (ablation)Sparse autoencoder · Pythia-160m, 1 training epochreconstruction loss: 0.059 -> 0.053Helped
Tie encoder and decoder weights rather than leave them untied (ablation)Sparse autoencoder · Pythia-70m, 1 training epochreconstruction loss: 0.036 -> 0.030Helped
Select lowest layers instead of highest-divergence layers (ablation)Sparse autoencoder · Pythia-160m, 1 training epochreconstruction loss: 0.053 -> 0.023Helped
Select lowest layers instead of highest-divergence layers (ablation)Sparse autoencoder · Pythia-70m, 1 training epochreconstruction loss: 0.036 -> 0.021Helped

Surprising findings

Limitations

Experimental setup

Datasets: IMDb VADER lexicon Anthropic HH-RLHF toxic-dpo

Benchmarks: VADER lexicon token rewards Anthropic HH-RLHF preference classification toxic-dpo preference classification

Metrics: Kendall Tau correlation classification accuracy p-value average reward feature activation frequency sign accuracy

Baselines: untrained linear regression baseline

Builds on: Proximal Policy Optimization Direct Preference Optimization sparse autoencoders VADER

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