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PrivAuditor: Benchmarking Data Protection Vulnerabilities in LLM Adaptation Techniques

NeurIPS 2024 · Large language models › Instruction and fine-tuning · approach: Fine-tuning generalization and delta compression · 2 citations (OpenAlex)

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Benchmarks membership inference privacy leakage across seven LLM adaptation techniques (full fine-tuning, adapters, LoRA, prompt/prefix/P-tuning, top-layer tuning, in-context learning), five LLM architectures, and three sensitive-domain datasets, releasing the PrivAuditor codebase.

Problem

Privacy risks of adapting pre-trained LLMs on sensitive domain data have been studied only for narrow settings (mostly encoder models, few fine-tuning methods, few attacks), with no comprehensive benchmark of membership inference across adaptation techniques.

Approach

A unified benchmark that evaluates seven membership inference attacks against many adaptation techniques and LLM architectures on sensitive domain datasets, correlating leakage with trainable parameter count, data size, iterations, and model size.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use full fine-tuning instead of LoRALLM adaptation on CorpClimate · CorpClimateAUC-ROC: 0.735 -> 0.882Helped
Use full fine-tuning instead of LoRALLM adaptation on CorpClimate · CorpClimateaccuracy: 0.674 -> 0.677No clear effect
Use in-context learning without parameter updates instead of full fine-tuningLlama-7B · CorpClimateAUC-ROC: 0.882 -> 0.922Helped
Use in-context learning without parameter updates instead of full fine-tuningLlama-7B · CorpClimateaccuracy: 0.677 -> 0.534Hurt
Adapt with more data, from 25%(2790) to full(11159) (ablation)Full fine-tuning on OPT-6.7B · CorpClimateAttack AUC: 0.794 -> 0.751Hurt
Adapt with more data, from 25%(2790) to full(11159) (ablation)Full fine-tuning on OPT-6.7B · CorpClimateModel Accuracy: 0.424 -> 0.674Helped
Increase fine-tuning from 1 to 5 epochs (ablation)Full fine-tuning on OPT-6.7B · CorpClimateAttack AUC: 0.679 -> 0.755Helped
Increase fine-tuning from 1 to 5 epochs (ablation)Full fine-tuning on OPT-6.7B · CorpClimateModel Accuracy: 0.404 -> 0.673Helped
Increase model size from OPT-125M to OPT-6.7B (ablation)Full fine-tuning on CorpClimate · CorpClimateAttack AUC-ROC: 0.699 -> 0.767Helped
Increase model size from OPT-125M to OPT-6.7B (ablation)Full fine-tuning on CorpClimate · CorpClimateModel Accuracy: 0.669 -> 0.685Helped
Use Likelihood-ref rather than other evaluated attacksMembership inference on adapted LLMs · Sujet FinanceAUC-ROC: 0.73Mixed

Surprising findings

Limitations

Experimental setup

Datasets: Sujet-Finance-Instruct-177k Corporate Climate Policy Engagement (CorpClimate) Synthetic-Text-to-SQL

Benchmarks: Sujet Finance CorpClimate Synthetic-Text-to-SQL

Metrics: AUC-ROC FPR@0.1%TPR FPR@1%TPR model accuracy

Baselines: Likelihood Likelihood-ref Zlib Entropy Neighborhood Min-K% Min-K%++ Gradient Norm

Builds on: LoRA Min-K% Probability Likelihood-ratio membership inference (Carlini et al.) Neighborhood attack Prefix-tuning P-tuning Prompt-tuning Adapter

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