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Can LLMs Keep a Secret? Testing Privacy Implications of Language Models via Contextual Integrity Theory

ICLR 2024 · Large language models › Language, safety and interpretability · approach: LLM unlearning and benchmarks · 12 citations (OpenAlex)

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Introduces ConfAIde, a four-tier benchmark grounded in contextual integrity theory that tests whether instruction-tuned LLMs reason about privacy-appropriate information flow, finding that even GPT-4 and ChatGPT leak secrets in interactive settings.

Problem

LLMs receiving information from multiple sources at inference time may expose sensitive input data in inappropriate contexts; existing privacy work focuses on training-data leakage rather than contextual information flow.

Approach

Grounds privacy evaluation in contextual integrity theory with four escalating tiers (information sensitivity out of context, information-flow expectations in context, theory-of-mind secret keeping, and meeting summarization/action-item leakage), measuring inference-time privacy leakage rather than memorization.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Increase contextual complexity from Tier 1 to Tier 3GPT-4 judgments on ConfAIde · ConfAIde Tier 1 to Tier 3Pearson correlation with human judgments: 0.86 -> 0.10Hurt
Increase contextual complexity from Tier 1 to Tier 3ChatGPT judgments on ConfAIde · ConfAIde Tier 1 to Tier 3Pearson correlation with human judgments: 0.92 -> 0.05Hurt
Use free-form privacy reasoning rather than the Tier 3 control questionGPT-4 · ConfAIde Tier 3Leakage thru. String Match: 0.06 -> 0.22Hurt
Add chain-of-thought prompt (ablation)GPT-4 · ConfAIde Tier 3Leakage thru. String Match: 0.22 -> 0.24Hurt
Add chain-of-thought prompt (ablation)ChatGPT · ConfAIde Tier 3Leakage thru. String Match: 0.93 -> 0.95Hurt
Add chain-of-thought prompt (ablation)GPT-4 · ConfAIde Tier 4 meeting summaryLeaks Secret or Omits Info.: 0.42 -> 0.52Hurt
Add chain-of-thought prompt (ablation)ChatGPT · ConfAIde Tier 4 meeting summaryLeaks Secret or Omits Info.: 0.74 -> 0.83Hurt
Use meeting summary generation rather than personal action-item generationGPT-4 · ConfAIde Tier 4Leaks Secret: 0.29 -> 0.39Hurt
Use meeting summary generation rather than personal action-item generationChatGPT · ConfAIde Tier 4Leaks Secret: 0.38 -> 0.57Hurt
Remove privacy-preserving instructions (ablation)GPT-4 · ConfAIde Tier 4 action itemsLeaks Secret: 0.29 -> 0.38Hurt
Remove privacy-preserving instructions (ablation)GPT-4 · ConfAIde Tier 4 meeting summaryLeaks Secret: 0.39 -> 0.68Hurt
Remove privacy-preserving instructions (ablation)ChatGPT · ConfAIde Tier 4 meeting summaryLeaks Secret: 0.57 -> 0.66Hurt

Surprising findings

Limitations

Experimental setup

Datasets: Pew privacy study information types Martin & Nissenbaum vignette survey templates

Benchmarks: ConfAIde

Metrics: Pearson correlation with human judgments leakage rate (string match) leakage rate (proxy model) theory-of-mind error rate binary control question error rate omits public information rate

Baselines: ChatGPT InstructGPT Mixtral Llama-2 Chat Llama-2 Davinci

Builds on: contextual integrity factorial vignette survey (Martin & Nissenbaum) chain-of-thought prompting

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