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Theoretical Analysis of Weak-to-Strong Generalization

NeurIPS 2024 · Label-efficient and robust learning › Recognition and long-tail · approach: Group-robust classification · 3 citations (OpenAlex)

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Gives expansion-based error bounds explaining pseudolabel correction and coverage expansion in weak-to-strong generalization, with a statistical procedure to check expansion empirically on IMDb with a SentenceBERT linear probe.

Problem

Existing weak supervision theory cannot explain why a strong student trained on incomplete, incorrect pseudolabels from a weaker teacher corrects the teacher's errors (pseudolabel correction) and generalizes to uncovered inputs (coverage expansion).

Approach

Uses expansion properties of the data distribution (neighbors of bad/uncovered points overlap with good points) combined with student robustness on neighborhoods (including average-case robustness and robust expansion) to bound gold error on covered and uncovered sets by weak error, and shows expansion can be estimated from finite data via a neighborhood oracle.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Train a SentenceBERT linear classifier on coarse-rule pseudolabelsSentenceBERT · IMDb sentiment, covered set S₀true-label error: 0.11 -> 0.04Helped
Train a SentenceBERT linear classifier on coarse-rule pseudolabelsSentenceBERT · IMDb sentiment, covered set S₁true-label error: 0.33 -> 0.35Hurt
Train on coarse-rule pseudolabels and evaluate beyond the labeled coverageSentenceBERT linear classifier · IMDb sentiment, uncovered set T₀true-label error: 0.37 bound; 0.16 observed errorHelped
Train on coarse-rule pseudolabels and evaluate beyond the labeled coverageSentenceBERT linear classifier · IMDb sentiment, uncovered set T₁true-label error: 0.33 bound; 0.29 observed errorHelped

Surprising findings

Limitations

Experimental setup

Datasets: IMDb

Benchmarks: IMDb

Metrics: expansion estimate error on weak labels error on true labels error bound value

Baselines: Cohen et al. style expansion bound (self-training / adversarially robust bound) trivial triangle-inequality bound co-training bound (Balcan et al.)

Builds on: co-training theory self-training expansion guarantees F-Delta-F distance domain adaptation robust expansion

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