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Towards Harmless Rawlsian Fairness Regardless of Demographic Prior

NeurIPS 2024 · Learning theory and algorithms › Fairness · approach: Post-processing and transport for fairness · 1 citations (OpenAlex)

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Proposes VFair, which minimizes the variance of training losses inside the set of near-optimal empirical losses via a dynamic gradient/loss-level update, achieving harmless Rawlsian fairness without demographic priors.

Problem

Group fairness when no demographic/sensitive attributes are available during training, aiming to improve Rawlsian (worst-group) fairness without hurting overall utility ("harmless" fairness), for both classification and regression.

Approach

Use the variance (standard deviation) of per-example training losses as a demographic-free fairness proxy, minimized as a secondary objective inside the optimal set of the mean loss; a dynamic coefficient lambda (set by gradient-conflict and non-negative-weight constraints) combines the primary and secondary gradients so the mean loss is never harmed.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use VFair instead of ERMregression models · Law SchoolMUD: 7.33{ (0.14)} -> 6.63{ (0.18)}Helped
Use VFair instead of ERMregression models · Law SchoolUtility (MSE): 12.88{ (0.12)} -> 12.95{ (0.11)}No clear effect
Use VFair instead of ERMregression models · COMPASMUD: 2.50{ (1.17)} -> 0.93{ (0.21)}Helped
Use VFair instead of ERMregression models · COMPASVAR: 3.23{ (0.8)} -> 0.47{ (0.07)}Helped
Use VFair instead of ERMregression models · C & CMUD: +2.02No clear effect
Use VFair instead of ERMregression models · AgeDBMUD: +0.03No clear effect
Use VFair instead of ERMF1-score classifiers · UCI AdultMUD: 6.87 -> 5.82Helped
Use VFair instead of ERMF1-score classifiers · CelebAMUD: 19.39 -> 14.39Helped
Use VFair instead of ERMregression models · AgeDBUtility (MSE): +0.68Helped
Use both λ₁ and λ₂ rather than λ₁ alone (ablation)VFair · COMPAS classificationUtility (accuracy): 66.45}{ (0.85) -> 66.80}{ (0.27)Helped
Add λ₂ to λ₁ (ablation)VFair · COMPAS classificationMUD: 6.60}{ (2.40) -> 6.25}{ (0.80)Helped
Use λ₁ only, omitting λ₂ (ablation)VFair · Law School classificationUtility (accuracy): 85.40}{ (0.30) -> 45.39}{ (28.53)Hurt

Surprising findings

Limitations

Experimental setup

Datasets: UCI Adult Law School COMPAS CelebA Communities & Crime AgeDB

Benchmarks: UCI Adult Law School COMPAS CelebA Communities & Crime AgeDB

Metrics: Utility (accuracy / MSE) WU (worst-group utility) MUD (maximum utility disparity) TUD (total utility disparity) VAR (variance of prediction error) F1-score

Baselines: ERM DRO ARL FairRF MPFR BPF FKL

Builds on: Distributionally robust optimization (DRO) Adversarially reweighted learning (ARL) Worst-case fairness Variance-based generalization bounds (Bennett's inequality)

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