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Fairness without Harm: An Influence-Guided Active Sampling Approach

NeurIPS 2024 · Learning theory and algorithms › Fairness · approach: Minimax fairness via sampling · 1 citations (OpenAlex)

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Proposes Fair Influential Sampling (FIS), an active data-sampling method that selects unlabeled examples by first-order influence on validation fairness and accuracy, using sensitive attributes only on a small validation set.

Problem

Improving group fairness (DP, EOp, EOd) of classifiers without harming accuracy, when acquiring more training data cannot require sensitive attribute annotations on the training or sampled data.

Approach

Score each unlabeled example by the first-order influence of adding it to training on validation-set accuracy loss and fairness loss (gradient inner products with the validation gradients), using proxy labels, so no training sensitive attributes are needed; keep only checkpoints whose validation accuracy stays within a tolerance of the warm-start model.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use FIS instead of the baselinesCelebA · CelebAfairness violation (DP, EOp, and EOd)Helped
Use FIS instead of the baselinesCelebA · CelebAtest accuracyNo clear effect
Use FIS instead of the baselinesAdult · AdultEOp fairness violationHelped
Use FIS instead of the baselinesAdult · AdultDP fairness violationNo clear effect
Use FIS instead of the baselinesCompas · Compasaccuracy-fairness trade-offHelped
Use JTT-20 instead of other baselinesCompas · Compasfairness violationHelped
Use JTT-20 instead of other baselinesCompas · Compastest accuracyHurt
Vary the label budget (ablation)FIS · CelebAfairness violationHelped
Vary the label budget (ablation)FIS · CelebAtest accuracyNo clear effect
Use JTT-20 under a limited label budget (ablation)JTT-20 · CelebAfairness violationHelped
Use JTT-20 under a limited label budget (ablation)JTT-20 · CelebAtest accuracy: about 50%Hurt
Vary the validation set size (ablation)FIS · CelebAtest accuracyNo clear effect

Surprising findings

Limitations

Experimental setup

Datasets: CelebA UCI Adult COMPAS

Benchmarks: CelebA UCI Adult COMPAS

Metrics: test accuracy demographic parity violation equal opportunity violation equalized odds violation

Baselines: Base (ERM) Random BALD ISAL JTT-20

Builds on: influence functions active learning Just Train Twice ISAL

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