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BadRL: Sparse Targeted Backdoor Attack against Reinforcement Learning

AAAI 2024 · Adversarial robustness and security › Backdoor and poisoning · approach: Backdoors in large multimodal models · 11 citations (OpenAlex)

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Proposes BadRL, a sparse, targeted backdoor attack on deep RL agents that poisons only high attack-value states during training and testing, using sample-specific triggers tuned by mutual information of gradients.

Problem

Existing backdoor attacks on reinforcement learning use intense, frequent poisoning during training and consecutive triggers at test time, which is costly and easily detected. The paper targets highly sparse yet effective targeted backdoor attacks on RL agents.

Approach

Select states with high attack value (Q* gap between optimal and target action) for trigger injection, generate sample-specific triggers by maximizing mutual information between clean and poisoned policy gradients, and perturb actions and rewards only at the current step under a poisoning budget.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use mutual-information trigger tuning instead of cross-entropy tuningBadRL · BreakoutAER: 84.90% vs 20.13%Helped
Use mutual-information trigger tuning instead of cross-entropy tuningBadRL · PongAER: 100.00% vs 59.29%Helped
Use mutual-information trigger tuning instead of cross-entropy tuningBadRL · QbertAER: 75.88% vs 58.05%Helped
Use mutual-information trigger tuning instead of cross-entropy tuningBadRL · SpaceInvadersAER: 76.13% vs 49.68%Helped
Remove mutual-information trigger tuning (ablation)BadRL-S · Breakout (0.003% poisoning)ASR: 100.00±0.00% -> 3.99±6.42%Hurt
Remove mutual-information trigger tuning (ablation)BadRL-S · Breakout (0.003% poisoning)AER: 84.90±3.59% -> 1.21±2.42%Hurt
Remove action modification (ablation)BadRL-S · Breakout (0.003% poisoning)ASR: 100.00±0.00% -> 87.56±6.83%Hurt
Remove action modification (ablation)BadRL-S · Breakout (0.003% poisoning)AER: 84.90±3.59% -> 78.77±6.15%Hurt

Surprising findings

Limitations

Experimental setup

Datasets: Pong Breakout Qbert SpaceInvaders

Benchmarks: Pong Breakout Qbert SpaceInvaders

Metrics: CDA AER ASR Attack Sparsity

Baselines: TrojDRL BadRL-CE BadRL-M BadRL-W

Builds on: TrojDRL Neural Cleanse RL sanitization

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