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PolicyGuard: Towards Test-time and Step-level Adversary Defense for Reinforcement Learning Agent
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Proposes PolicyGuard, a black-box, test-time, step-level backdoor detector for RL agents that scores each state-action pair with adaptive GP posterior variance computed over pseudo trajectories.
Problem
Detecting backdoor-infected time steps online at test time for black-box RL agents, without access to model parameters, value networks, or future steps of the episode, across both perturbation-based and adversary-agent attacks.
Approach
Fit an additive GP with deep recurrent kernels on clean-environment trajectories and score each incoming state-action pair by GP posterior variance, computed on pseudo trajectories formed by the observed history plus future segments from reference trajectories, aggregated by IQM.
Key results
- Under original attacks, PolicyGuard reaches average AUROC 0.856 for perturbation-based and 0.859 for adversary-agent attacks, second to STRIP on perturbation-based.
- Under hard-coded attacks, PolicyGuard achieves 0.868 (perturbation-based) and 0.878 (adversary-agent) AUROC while NC, STRIP, SCALE-UP and PolicyCleanse drop to about 0.5.
- Against adaptive attacks, the trojan agent fails to implant at poisoning rates up to 40%.
Surprising findings
- Optimization-based and probability-based defenses (NC, STRIP, SCALE-UP, PolicyCleanse) collapse to near-chance AUROC under hard-coded attacks.
Limitations
- Requires a clean environment to collect reference trajectories and fit the GP model.
- Detection only; no built-in mitigation or intervention.
- Evaluated only in simulation (Atari, MuJoCo); real-world robustness unvalidated; performance drops for perturbation magnitudes above 0.2.
Experimental setup
Datasets: Atari Pong Atari Breakout Atari Space Invaders MuJoCo Run-to-Goal-Ants MuJoCo Run-to-Goal-Humans MuJoCo You-Shall-Not-Pass MuJoCo Sumo
Benchmarks: Pong Breakout Space Invaders RTGA RTGH YSNP Sumo Q-Inception Pong Q-Inception Breakout
Metrics: AUROC FPR Recall inference latency
Baselines: Neural Cleanse B3D STRIP SCALE-UP PolicyCleanse SHINE Q-Inception
Builds on: EDGE SHINE BackdooRL TrojDRL Neural Cleanse
Closest papers by meaning
- BadRL: Sparse Targeted Backdoor Attack against Reinforcement Learning (AAAI 2024 · similarity 0.90)
- Optimal Attack and Defense for Reinforcement Learning (AAAI 2024 · similarity 0.89)
- SHINE: Shielding Backdoors in Deep Reinforcement Learning (ICML 2024 · similarity 0.89)
- Rethinking Adversarial Policies: A Generalized Attack Formulation and Provable Defense in RL (ICLR 2024 · similarity 0.88)
- Beyond Worst-case Attacks: Robust RL with Adaptive Defense via Non-dominated Policies (ICLR 2024 · similarity 0.88)
- Adversarial Inception Backdoor Attacks against Reinforcement Learning (ICML 2025 · similarity 0.87)
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