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Nonparametric Identification of Latent Concepts
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Proves nonparametric identifiability of latent concepts from multiple classes of observations by comparing classes (pairwise/local and global structural-diversity conditions), without assuming concept types, functional forms, or parametric generators.
Problem
Concept learning from observations lacks general theoretical identifiability guarantees; prior work requires parametric assumptions (linearity, additivity, sparsity, object-centric restrictions). The paper asks which concepts can be recovered reliably in a general nonparametric setting.
Approach
Uses class-conditional comparison as the source of identifiability: pairwise comparisons disentangle each class's unique concepts via the Jacobian of the generator w.r.t. class variables, a structural diversity assumption extends this to element-wise identifiability of all class-dependent concepts, and two-class distributional variability identifies class-independent concepts block-wise.
Key results
- On synthetic data, the theory-conforming models achieve higher MCC than the Base model with lower variance across 10 random trials for both class-dependent and all-concept settings.
- On Fashion-MNIST, AnimalFace, Flower102 and FFHQ, identified concepts are visually interpretable and align with class semantics (e.g., sleeve length, heel height, ursid/monochrome for panda).
- Pairwise comparison requires only two classes and class-independent concepts are identified block-wise under two-class distributional variability.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Apply the proposed structural conditions | Base model · Synthetic datasets, class-dependent concepts | MCC | Helped |
| Apply the proposed structural conditions | Base model · Synthetic datasets, all concepts | MCC | Helped |
| Apply the proposed structural conditions | Base model · Synthetic datasets | Run-to-run variance | Helped |
Surprising findings
- Two domains or classes suffice for block-wise identifiability of class-independent concepts, fewer than the n_A+1 or 2n_A+1 required by prior proof techniques.
Limitations
- Global identifiability requires the structural diversity assumption, which fails when classes share all concepts (e.g., dog breeds with only shared traits); partial identifiability is then only local.
- Experiments are small-scale image settings and the estimator relies on regularized maximum likelihood with l1 penalties, with no large-scale or foundation-model validation.
- Identifiability guarantees are asymptotic and rely on sufficient diversity and smooth, positive densities and diffeomorphic mixing.
Experimental setup
Datasets: synthetic data Fashion-MNIST EMNIST AnimalFace Flower102 FFHQ
Benchmarks: Fashion-MNIST EMNIST AnimalFace Flower102 FFHQ
Metrics: Mean Correlation Coefficient (MCC)
Baselines: Base model without structural conditions
Builds on: nonlinear ICA identifiability sparsity-based identifiability of latent variable models object-centric learning identifiability causal representation learning
Closest papers by meaning
- Emergence of Hidden Capabilities: Exploring Learning Dynamics in Concept Space (NeurIPS 2024 · similarity 0.87)
- Concept Modulation Models: A Unified Framework for Identifiability and Extrapolation (NeurIPS 2026 · similarity 0.87)
- Projecting Assumptions: The Duality Between Sparse Autoencoders and Concept Geometry (NeurIPS 2025 · similarity 0.87)
- From Causal to Concept-Based Representation Learning (NeurIPS 2024 · similarity 0.87)
- Learning Discrete Concepts in Latent Hierarchical Models (NeurIPS 2024 · similarity 0.87)
- Interpretable but Fragile? Robustness of Concept Bottlenecks under Geometric-Semantic Perturbations (NeurIPS 2026 · similarity 0.86)
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