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Gradual Transition from Bellman Optimality Operator to Bellman Operator in Online Reinforcement Learning
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Proposes Annealed Q-learning, which anneals the expectile parameter tau from near 1 to 0.5 in the critic loss of TD3/SAC, moving from the Bellman optimality operator to the Bellman operator for faster, less biased online actor-critic learning in continuous control.
Problem
Actor-critic methods for continuous actions evaluate the current policy with the Bellman operator, which relies on policy updates for improvement and gives low sample efficiency; using the Bellman optimality operator speeds learning but causes overestimation bias.
Approach
Replace the L2 critic loss in TD3/SAC with an expectile loss whose tau is linearly annealed from a value near 1 (optimality-like, max-approximating, exploration-promoting) down to 0.5 (SARSA-like, mean estimation), so the operator transitions smoothly from Bellman optimality to Bellman without a second Q-function.
Key results
- On 10 DM Control tasks at 3M steps, AQ-TD3 reached mean 740.3 and AQ-SAC 746.1, versus TD3 492.7 and SAC 657.9.
- AQ-SAC with annealing from tau=0.9 (mean 746.1) outperformed fixed-tau variants (best fixed 0.7 at 730.7; fixed 0.95 at 364.9), and was robust to tau_init between 0.7 and 0.95.
- Annealed AQ-SAC improved sample efficiency: at 1M steps AQ-SAC scored 624.8 mean versus SAC 493.7.
Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| replace the TD3 critic loss with expectile loss and anneal τ | TD3 (AQ-TD3) · DM Control, 3M steps | Mean: 492.7 -> 740.3 | Helped |
| replace the SAC critic loss with expectile loss and anneal τ | SAC (AQ-SAC) · DM Control, 3M steps | Mean: 657.9 -> 746.1 | Helped |
| replace the TD3 critic loss with expectile loss and anneal τ | TD3 (AQ-TD3) · DM Control, 1M steps | Mean: 376.8 -> 620.8 | Helped |
| replace the SAC critic loss with expectile loss and anneal τ | SAC (AQ-SAC) · DM Control, 1M steps | Mean: 493.7 -> 624.8 | Helped |
| anneal τ from 0.9 rather than fix τ at 0.7 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 730.7 -> 746.1 | Helped |
| anneal τ from 0.9 rather than fix τ at 0.8 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 683.4 -> 746.1 | Helped |
| anneal τ from 0.9 rather than fix τ at 0.9 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 588.2 -> 746.1 | Helped |
| anneal τ from 0.9 rather than fix τ at 0.95 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 364.9 -> 746.1 | Helped |
| replace linear τ annealing with Exp1 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 746.1 -> 728.1 | Hurt |
| replace linear τ annealing with Exp2 (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 746.1 -> 694.9 | Hurt |
| replace linear τ annealing with sigmoid annealing (ablation) | AQ-SAC · DM Control, 3M steps | Mean: 746.1 -> 742.2 | No clear effect |
| add a V-function to the Q-function (ablation) | AQ-SAC · stochastic hopper-hop | average return | Hurt |
Surprising findings
- Fixed expectile values above 0.8 severely degrade performance (fixed 0.95 mean 364.9), while annealing from high tau remains stable.
- Increasing overestimation bias early in training raised policy entropy, which the authors interpret as promoting exploration.
Limitations
- Annealing schedule is a single hyperparameter-driven linear decay; non-linear schedules (Exp2) performed worse and dynamic schedules were left for future work.
- Experiments are limited to simple state-based DM Control and Meta-World tasks in a single-task setting; the preliminary analysis uses a tabular toy MDP.
- Overestimation bias remains an open concern; combining with ensembles was not explored.
Experimental setup
Datasets: DM Control (10 locomotion tasks) Meta-World (10 manipulation tasks)
Benchmarks: DM Control Meta-World
Metrics: mean return interquartile mean (IQM) success rate confidence intervals Q-value bias relative to Monte Carlo return policy entropy
Baselines: TD3 SAC XQL (XSAC) max-backup MXQL Annealed TD3 comparison with fixed tau
Builds on: TD3 SAC Implicit Q-learning XQL MXQL
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