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Language Models with Conformal Factuality Guarantees

ICML 2024 · Large language models › Language, safety and interpretability · approach: Statistical frameworks for LLM evaluation · 0 citations (OpenAlex)

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Proposes conformal factuality, which applies split conformal prediction to LM outputs by backing off unreliable sub-claims (via entailment sets) to give high-probability correctness guarantees for black-box LMs such as GPT-4.

Problem

LM outputs cannot be guaranteed factual; standard conformal prediction is intractable or yields unusable sets for open-ended text generation.

Approach

Define uncertainty sets implicitly as the entailment set of an LM output, so correctness equals coverage; build a back-off sequence by removing low-confidence sub-claims and pick the threshold with split conformal calibration, yielding a single natural-language output with a marginal factuality guarantee.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply conformal factuality back-off to GPT-4 outputs using frequency scoringGPT-4 · FActScorecorrectness: 30% -> 80%Helped
Apply conformal factuality back-off to GPT-4 outputs using frequency scoringGPT-4 · NaturalQuestionscorrectness: 78% -> 93%Helped
Apply conformal factuality back-off to GPT-4 outputs using frequency scoringGPT-4 · MATHcorrectness: 75% -> 95%Helped
Use frequency scoring to rank sub-claims for removal (ablation)Conformal factuality with GPT-4 · FActScorecorrectness: ∼25% to ∼80%Helped
Use frequency scoring to rank sub-claims for removal (ablation)Conformal factuality with GPT-4 · NaturalQuestionscorrectness: ∼15%Helped
Use frequency scoring to rank sub-claims for removal (ablation)Conformal factuality with GPT-4 · MATHcorrectness: ∼15%Helped
Allow partial factuality rather than requiring all accepted sub-claims to be factual (ablation)Conformal factuality · FActScore, NaturalQuestions, and MATHsub-claims removedMixed

Surprising findings

Limitations

Experimental setup

Datasets: FActScore Natural Questions MATH

Benchmarks: FActScore Natural Questions MATH

Metrics: factuality rate percent of sub-claims removed empirical coverage vs target alpha

Baselines: random scoring ordinal scoring GPT-4 confidence scoring oracle scoring base GPT-4

Builds on: split conformal prediction SelfCheckGPT self-consistency

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