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Understanding and Diagnosing Deep Reinforcement Learning

ICML 2024 · Reinforcement learning › Policy gradient and actor-critic · approach: Regularized scalable deep value learning · 0 citations (OpenAlex)

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Proposes RA-NLD, a spectral method that finds principal non-Lipschitz (high-sensitivity) directions in deep RL policies across time and space, and uses it to analyze adversarial attacks, distributional shifts, and certified adversarial training on Atari (ALE) policies.

Problem

Understanding and diagnosing the sensitivity of deep neural RL policies to non-robust, imperceptible features, and how attacks, distribution shifts, and robust training change these correlated instability directions.

Approach

Defines epsilon-non-Lipschitz directions via the softmax cross-entropy gradient with respect to the state, aggregates them over visited states into a principal direction via the top eigenvector of the averaged outer-product matrix, and introduces a feature correlation quotient to compare direction sets across transformed states.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply DeepFool perturbationsDouble DQN policy · BankHeistfeature correlation quotient: 0.8360$\pm$0.0116 -> 0.1748$\pm$0.04421Hurt
Apply Nesterov Momentum perturbationsDouble DQN policy · Pongfeature correlation quotient: 0.4934$\pm$0.0391 -> 0.3444$\pm$0.01981Hurt
Apply Carlini&Wagner perturbationsDouble DQN policy · Freewayfeature correlation quotient: 0.9917$\pm$0.0023 -> 0.9499$\pm$0.02056Hurt
Apply Elastic-Net perturbationsDouble DQN policy · RoadRunnerfeature correlation quotient: 0.7652$\pm$0.0385 -> 0.52506$\pm$ 0.0782Hurt
Apply brightness and contrast shiftDouble DQN policy · Pongfeature correlation quotient: 0.4934$\pm$0.0391 -> 0.1678$\pm$0.0427Hurt
Apply compression artifactsDouble DQN policy · Pongfeature correlation quotient: 0.4934$\pm$0.0391 -> 0.49341$\pm$0.0191No clear effect
Apply rotation modificationDouble DQN policy · Freewayfeature correlation quotient: 0.9917$\pm$0.0023 -> 0.1381$\pm$0.0081Hurt
Apply perspective transformDouble DQN policy · Pongfeature correlation quotient: 0.4934$\pm$0.0391 -> 0.4278$\pm$0.0196No clear effect
Apply blurred observationsDouble DQN policy · BankHeistfeature correlation quotient: 0.8360$\pm$0.0116 -> 0.0954$\pm$0.0127Hurt
Use certified adversarial trainingDouble DQN policy · RoadRunner, Freewaygradient norm varianceHurt
Use certified adversarial trainingDouble DQN policy · BankHeist, Pong, Freeway, RoadRunnerspatial concentration of non-robust featuresMixed

Surprising findings

Limitations

Experimental setup

Datasets: Arcade Learning Environment (Pong, BankHeist, Freeway, RoadRunner)

Benchmarks: Arcade Learning Environment

Metrics: feature correlation quotient gradient norm of cross-entropy sensitivity

Baselines: SA-DDQN Vanilla DDQN

Builds on: DQN Double DQN SA-DQN Carlini & Wagner attack Nesterov momentum adversarial attack

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