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Position: A Roadmap to Pluralistic Alignment

ICML 2024 · Large language models › AI and society · approach: Data commons and human baselines

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Position paper proposing a formal roadmap for pluralistic alignment of LLMs: three forms of model pluralism (Overton, steerable, distributional), three pluralistic benchmark classes, and a small empirical check that alignment reduces distributional pluralism.

Problem

Aligning models to serve diverse human values and perspectives is an open problem; current alignment (e.g., RLHF) optimizes for averaged preferences and it is unclear how to define or measure pluralism in AI systems.

Approach

Formalizes pluralism for models as Overton (output the full window of reasonable answers), steerable (faithfully conditioned on attributes), and distributional (match a target population's answer distribution), plus three pluralistic benchmark types (multi-objective, trade-off steerable, jury-pluralistic), and argues standard alignment may reduce distributional pluralism.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply post-training alignmentLLaMA2-7B · GlobalOpinionQA (Japan)Jensen-Shannon distance: 0.47 -> 0.57Hurt
Apply post-training alignmentLLaMA2-7B · GlobalOpinionQA (US)Jensen-Shannon distance: 0.43 -> 0.56Hurt
Apply post-training alignmentLLaMA2-7B · GlobalOpinionQA (Germany)Jensen-Shannon distance: 0.46 -> 0.57Hurt
Apply post-training alignmentLLaMA2-7B · MPIJensen-Shannon distance: 0.37 -> 0.51Hurt
Apply post-training alignmentLLaMA2-13B · GlobalOpinionQA (Japan)Jensen-Shannon distance: 0.40 -> 0.55Hurt
Apply post-training alignmentLLaMA2-13B · GlobalOpinionQA (US)Jensen-Shannon distance: 0.37 -> 0.53Hurt
Apply post-training alignmentLLaMA2-13B · GlobalOpinionQA (Germany)Jensen-Shannon distance: 0.39 -> 0.55Hurt
Apply post-training alignmentLLaMA2-13B · MPIJensen-Shannon distance: 0.42 -> 0.46Hurt
Apply post-training alignmentGemma-7B · GlobalOpinionQA (Japan)Jensen-Shannon distance: 0.33 -> 0.51Hurt
Apply post-training alignmentGemma-7B · GlobalOpinionQA (US)Jensen-Shannon distance: 0.36 -> 0.52Hurt
Apply post-training alignmentGemma-7B · GlobalOpinionQA (Germany)Jensen-Shannon distance: 0.35 -> 0.51Hurt
Apply post-training alignmentGemma-7B · MPIJensen-Shannon distance: 0.29 -> 0.56Hurt

Surprising findings

Limitations

Experimental setup

Datasets: GlobalOpinionQA Machine Personality Inventory (MPI) OpinionQA

Benchmarks: GlobalOpinionQA MPI

Metrics: Jensen-Shannon distance

Baselines: Pre-aligned vs post-aligned LLMs (Alpaca, Tulu, GPT-3 instruct)

Builds on: RLHF OpinionQA GlobalOpinionQA social welfare functions multi-objective RL

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