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ALI-Agent: Assessing LLMs' Alignment with Human Values via Agent-based Evaluation

NeurIPS 2024 · Large language models › Agents, code and math · approach: Agent instruction-following benchmarks · 3 citations (OpenAlex)

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Proposes ALI-Agent, a GPT-4-driven agent framework with memory, tool use, and iterative refinement that automatically generates realistic test scenarios to expose long-tail value misalignment in LLMs across stereotypes, morality, and legality.

Problem

Expert-designed static benchmarks for LLM alignment with human values have limited scope, cannot cover long-tail open-world risks, and cannot keep pace with rapidly evolving LLMs.

Approach

An LLM agent runs two stages: an Emulation stage that generates realistic test scenarios from misconduct seeds using retrieved past evaluation records as in-context demonstrations (evaluation memory), and a Refinement stage that iteratively rewrites scenarios to conceal malice and probe long-tail risks until the target model fails or the iteration budget is reached.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · Social Chemistry 101model agreeability: 50.82 -> 59.20Helped
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · Singapore Rapid Transit Systems Regulationsmodel agreeability: 17.32 -> 42.83Helped
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · DecodingTrustmodel agreeability: 35.00 -> 30.00Hurt
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · CrowS-Pairsmodel agreeability: 39.05 -> 29.80Hurt
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · ETHICSmodel agreeability: +3.42Helped
Use ALI-Agent instead of prevailing evaluation promptstarget LLMs · AdvBenchASR: 28.77 -> 29.70Helped
Add a GPTFuzzer universal jailbreak prefix to ALI-Agent test scenariosALI-Agent on AdvBench · AdvBenchASR: 29.70 -> 49.75Helped
Add evaluation memory (ablation)ALI-Agent · ETHICSmodel agreeabilityHelped
Add an iterative refiner (ablation)ALI-Agent · ETHICSmodel agreeabilityHelped
Increase the number of refinement iterations (ablation)ALI-Agent · AdvBenchASRHelped

Surprising findings

Limitations

Experimental setup

Datasets: DecodingTrust CrowS-Pairs ETHICS Social Chemistry 101 Singapore Rapid Transit Systems Regulations AdvBench

Benchmarks: DecodingTrust CrowS-Pairs ETHICS Social Chemistry 101 Singapore Rapid Transit Systems Regulations AdvBench

Metrics: model agreeability attack success rate OpenAI Moderation harmfulness score

Baselines: Zero-shot system prompt Untargeted system prompt Targeted system prompt Evasive Sentences In-Context Attack Jailbreak Prompts GPTFuzzer

Builds on: chain-of-thought SELF-REFINE ReAct GPTFuzzer

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