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Language Models Represent Beliefs of Self and Others

ICML 2024 · Large language models › Language, safety and interpretability · approach: Reasoning mechanisms and failure modes · 1 citations (OpenAlex)

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Probes linear belief states of protagonist and oracle from LLM attention heads, then steers those heads to change ToM accuracy on BigToM with Mistral-7B and DeepSeek-7B.

Problem

Whether LLMs internally represent their own and other agents' beliefs, and whether these representations causally affect theory-of-mind (ToM) reasoning performance.

Approach

Linear probes on per-head attention activations decode both the oracle's and protagonist's belief status; intervening along the joint-belief probe direction (boosting protagonist belief while separating it from oracle belief) improves false-belief ToM accuracy.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Intervene along the joint protagonist-true/oracle-false belief directionMistral-7B · BigToM Forward Belief (Both)accuracy: 0.31 -> 0.58Helped
Intervene along the joint protagonist-true/oracle-false belief directionMistral-7B · BigToM Forward Action (Both)accuracy: 0.26 -> 0.31Helped
Intervene along the joint protagonist-true/oracle-false belief directionMistral-7B · BigToM Backward Belief (Both)accuracy: 0.16 -> 0.41Helped
Intervene along the joint protagonist-true/oracle-false belief directionDeepSeek-7B · BigToM Forward Belief (Both)accuracy: 0.37 -> 0.38No clear effect
Intervene along the joint protagonist-true/oracle-false belief directionDeepSeek-7B · BigToM Forward Action (Both)accuracy: 0.31 -> 0.39Helped
Intervene along the joint protagonist-true/oracle-false belief directionDeepSeek-7B · BigToM Backward Belief (Both)accuracy: 0.29 -> 0.31Helped
Transfer the BigToM joint belief direction interventionMistral-7B · ToMi (FB)ToM accuracy: 63.8 -> 71.0Helped
Transfer the BigToM joint belief direction interventionMistral-7B · ToMi (All)accuracy: 66.0 -> 67.9Helped
Use random activation directions instead of belief directions (ablation)Mistral-7B · BigToM Forward Belief (Both)accuracy: 0.31 -> 0.32No clear effect
Intervene along the protagonist belief direction instead of the joint belief direction (ablation)Mistral-7B · BigToM Forward Belief (Both)accuracy: 0.31 -> 0.29Hurt
Remove the oracle belief direction by intervening in the -oracle direction (ablation)Mistral-7B · BigToM Forward Belief (Both)accuracy: 0.31 -> 0.41Helped
Use random activation directions instead of belief directions (ablation)DeepSeek-7B · BigToM Forward Belief (Both)accuracy: 0.37 -> 0.40Helped

Surprising findings

Limitations

Experimental setup

Datasets: BigToM ToMi MMLU CoLA MRPC QNLI

Benchmarks: BigToM ToMi MMLU CoLA MRPC QNLI

Metrics: accuracy probe accuracy true belief accuracy false belief accuracy both accuracy

Baselines: Mistral-7B (baseline) DeepSeek-7B (baseline) LLaMA-65b GPT-4 Claude-2 GPT-3.5 text-davinci-003

Builds on: inference-time intervention BigToM

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