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Simplicity Bias via Global Convergence of Sharpness Minimization

ICML 2024 · Optimization › Implicit bias and generalization · approach: Stability-based generalization analysis · 0 citations (OpenAlex)

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Shows that label noise SGD (and 1-SAM) on two-layer networks with certain activations globally converges to the minimizer of trace-of-Hessian on the zero-loss manifold, which yields a rank-one feature matrix (simplicity bias).

Problem

Whether sharpness-reduction implicit bias of label noise SGD provably yields simplicity bias (low-rank features) in non-linear two-layer networks, and whether the Riemannian gradient flow of trace-of-Hessian converges globally to its minimizers.

Approach

Proves that for two-layer networks with fixed second layer and activations with positive, convex phi' and beta-normality, the trace of Hessian on the zero-loss manifold has a unique first-order optimum (all neurons collapse to one feature vector in high dimension), and that its Riemannian gradient flow converges linearly from any initialization via local geodesic convexity near approximate station

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Train with label noise SGD on the synthetic setting with d = 3, n = 3, and m = 10Two-layer network · Synthetic data, d = 3, n = 3feature-matrix rankHelped
Use d = 5 and n = 6 instead of the high-dimensional settingLabel noise SGD · Synthetic data, d = 5, n = 6feature-matrix rankMixed
Use d = 10 and n = 15Label noise SGD · Synthetic data, d = 10, n = 15neuron feature clusteringHelped

Surprising findings

Limitations

Experimental setup

Datasets: synthetic data (uniform entries on [0,1])

Metrics: eigenvalues of feature matrix rank of feature matrix neuron feature collapse

Builds on: label noise SGD implicit bias (Blanc et al. / Li et al.) sharpness-aware minimization low-rank feature bias conjecture

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