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A Provable Decision Rule for Out-of-Distribution Detection

ICML 2024 · Label-efficient and robust learning › OOD and anomaly detection · approach: Provable and feature-based OOD detection

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Proposes g-BH, a generalized Benjamini-Hochberg multiple-testing decision rule with empirical p-values that replaces the threshold-based OOD decision rule, with FDR control and an FPR bound, and plugs into existing score functions.

Problem

OOD detection decision rules are empirical threshold rules (TPR=95% on ID validation) with no rigorous guarantee; the paper asks how to design a decision rule with theoretical guarantees and good empirical performance.

Approach

Frame OOD detection as multiple hypothesis testing over test samples and apply a generalized BH procedure (f in F1 or F2 applied to empirical p-values from a calibration set of ID data) that controls FDR; additionally bound expected FPR under a tailed generalized Gaussian model.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Apply g-BH decision rule to KNNKNN with ResNet-18 · CIFAR-100FPR: 55.17 -> 28.32Helped
Apply g-BH decision rule to KNNKNN with ResNet-18 · TinyImageNetFPR: 50.59 -> 21.11Helped
Apply g-BH decision rule to KNNKNN with ResNet-18 · SVHNFPR: 52.75 -> 14.26Helped
Apply g-BH decision rule to KNNKNN with ResNet-18 · TextureFPR: 45.98 -> 19.55Helped
Apply g-BH decision rule to KNNKNN with ResNet-18 · Place365FPR: 48.21 -> 16.79Helped
Apply g-BH decision rule to MSPMSP with ResNet-18 · SVHNFPR95: 53.22 -> 38.75Helped

Surprising findings

Limitations

Experimental setup

Datasets: CIFAR-10 CIFAR-100 TinyImageNet SVHN Texture Places365 MNIST

Benchmarks: CIFAR-10 vs CIFAR-100 CIFAR-10 vs TinyImageNet CIFAR-10 vs SVHN CIFAR-10 vs Texture CIFAR-10 vs Places365 CIFAR-10 vs MNIST

Metrics: TPR FPR F1-score FPR95 AUROC AUPR

Baselines: MSP KLM KNN LogitNorm RankFeat ASH Cider GEN

Builds on: Benjamini-Hochberg procedure PRDS dependence condition (Benjamini & Yekutieli) OpenOOD benchmark

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