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Human Alignment of Large Language Models through Online Preference Optimisation

ICML 2024 · Reinforcement learning › RL from feedback · approach: Reward modeling versus direct optimization · 2 citations (OpenAlex)

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Shows that online IPO's stationary points equal the Nash equilibrium of a regularised preference game (self-play equivalence) and proposes IPO-MD, which samples from a geometric mixture of the online and reference policies, evaluated on TL;DR-style summarisation with T5X models.

Problem

Preference optimisation for LLM alignment: IPO is offline and contrastive while Nash-MD-PG is online and game-theoretic; the relationship between them and how to combine their strengths is unclear.

Approach

Shows that IPO's loss computed on-policy (online IPO) has stationary points at the Nash equilibrium of the regularised preference game and matches self-play in expectation; introduces IPO-MD, which samples data from a geometric mixture of the online and reference policies, interpolating like Nash-MD.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use Online IPO rather than IPO-MDT5X-L policy fine-tuning · Summarisationpreference win rate: 0.515 vs 0.500No clear effect
Use Online IPO rather than DPOT5X-L policy fine-tuning · Summarisationpreference win rate: 0.608Helped
Use Online IPO rather than Nash-MD-PGT5X-L policy fine-tuning · Summarisationpreference win rate: 0.621Helped
Use Online IPO rather than SLiCT5X-L policy fine-tuning · Summarisationpreference win rate: 0.608Helped
Use Online IPO rather than RLT5X-L policy fine-tuning · Summarisationpreference win rate: 0.791Helped
Use IPO-MD rather than DPOT5X-L policy fine-tuning · Summarisationpreference win rate: 0.600Helped
Use IPO-MD rather than Nash-MD-PGT5X-L policy fine-tuning · Summarisationpreference win rate: 0.608Helped
Use IPO-MD rather than SLiCT5X-L policy fine-tuning · Summarisationpreference win rate: 0.594Helped
Use IPO-MD rather than RLT5X-L policy fine-tuning · Summarisationpreference win rate: 0.778Helped
Increase the regularisation parameter τ (ablation)Online IPO · Summarisationperformance against RLMixed
Increase the regularisation parameter τ (ablation)IPO versus DPO · Summarisationside-by-side scoreHurt
Use online rather than offline training (ablation)IPO and DPO · Summarisationperformance against RLHF and SFTHelped

Surprising findings

Limitations

Experimental setup

Datasets: TL;DR summarisation preference dataset (92,820 train examples) OpenAI summarisation dataset (SFT) XSum

Benchmarks: XSum validation/test prompts side-by-side summarisation

Metrics: side-by-side win rate standard deviation across 3x3 seed comparisons

Baselines: RL (regularised policy gradient) IPO DPO SLiC Nash-MD-PG

Builds on: IPO Nash-MD-PG DPO SLiC RLHF

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