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Safe Policy Improvement with Baseline Bootstrapping

ICML 2019 · Reinforcement learning › Policy gradient and actor-critic · approach: Safe policy improvement · 79 citations (OpenAlex)

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Measured effects reported in the paper

What was changedWhereMeasuredEffect
Bootstrap insufficiently sampled state-action pairs with the baseline policySPIBB · 5×5 gridworld with baseline-collected data1%-CVaR performanceHelped
Use Π_≤b-SPIBB instead of Π_b-SPIBB, allowing the policy to reduce probability on poorly performing bootstrapped actions (ablation)SPIBB · 5×5 gridworld with baseline-collected datamean performanceHelped
Use Π_≤b-SPIBB instead of Π_b-SPIBB (ablation)SPIBB · 5×5 gridworld with baseline-collected data1%-CVaR performanceHelped
Increase the bootstrapping threshold N_wedge (ablation)SPIBB · 5×5 gridworld1%-CVaR performanceMixed
Replace baseline-collected data with uniformly collected data (ablation)SPIBB · 5×5 gridworld1%-CVaR performanceMixed
Use Π_≤b-SPIBB rather than RaMDPRandom MDPs with η=0.9 · Random MDPs1%-CVaR performanceHelped
Increase N_wedge from too-low values (ablation)Π_≤b-SPIBB · Random MDPs with η=0.91%-CVaR performanceHelped
Set N_wedge=0, removing SPIBB bootstrapping (ablation)SPIBB-DQN · Helicopter navigationmean performanceHurt
Use SPIBB-DQN with N_wedge≥1 instead of vanilla DQN (ablation)SPIBB-DQN · Helicopter navigationmean performanceHelped
Use SPIBB-DQN with N_wedge≥8 instead of vanilla DQN (ablation)SPIBB-DQN · Helicopter navigation10%-CVaR performanceHelped
Attenuate transition noise (ablation)SPIBB-DQN · Helicopter navigationmean performanceHurt
Increase transition noise (ablation)SPIBB-DQN · Helicopter navigationsafe policy improvementMixed

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