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Sudden Drops in the Loss: Syntax Acquisition, Phase Transitions, and Simplicity Bias in MLMs

ICLR 2024 · Large language models › Language, safety and interpretability · approach: Reasoning mechanisms and failure modes · 4 citations (OpenAlex)

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Studies how syntactic attention structure (SAS) emerges abruptly during BERT-base MLM pretraining, shows via a syntactic attention regularizer that SAS is necessary for grammatical capabilities, and finds briefly suppressing SAS improves model quality.

Problem

Understanding how interpretable internal structure (syntactic attention heads) emerges during MLM training and whether it causally drives grammatical capabilities, which test-time analyses cannot establish.

Approach

Developmental analysis of training trajectories combined with a syntactic attention regularizer that promotes or suppresses SAS during pretraining, revealing a structure onset that precipitates a capabilities onset, a competing alternative strategy, and benefits of early brief SAS suppression.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
promote SAS throughout trainingBERT Base · 100K training stepsGLUE average: 0.74 \pm 0.01 -> 0.59 \pm 0.01Hurt
promote SAS throughout trainingBERT Base · 100K training stepsBLiMP average: 0.74 \pm 0.02 -> 0.74 \pm 0.01No clear effect
suppress SAS throughout trainingBERT Base · 100K training stepsBLiMP average: 0.74 \pm 0.02 -> 0.67 \pm 0.03Hurt
suppress SAS until 3000 steps, then release the regularizer (ablation)BERT Base · 100K training stepsMLM loss: 1.77 \pm 0.01 -> 1.75 \pm 0.01Helped
suppress SAS until 3000 steps, then release the regularizer (ablation)BERT Base · 100K training stepsBLiMP average: 0.74 \pm 0.02 -> 0.75 \pm 0.01Helped
suppress SAS only briefly early in training (ablation)BERT Base · training trajectorystructure onset timingHelped
continue suppressing SAS past the alternative strategy onset (ablation)BERT Base · training trajectorymodel qualityHurt
change the regularizer during the alternative strategy transition (ablation)BERT Base · 100K training stepsmodel qualityHurt
suppress SAS throughout trainingBERT Base · BLiMP grammatical capabilitiesBLiMP accuracyHurt

Surprising findings

Limitations

Experimental setup

Datasets: BookCorpus English Wikipedia (May 2020 dump) Penn Treebank (WSJ, 1000 documents) GLUE BLiMP

Benchmarks: BLiMP GLUE Penn Treebank WSJ UAS

Metrics: MLM loss UAS BLiMP accuracy GLUE average

Baselines: BERT-Base BERT-SAS+ BERT-SAS-

Builds on: BERT simplicity bias Clark et al. attention-head syntax probing

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