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Understanding Emergent Abilities of Language Models from the Loss Perspective

NeurIPS 2024 · Large language models › Language, safety and interpretability · approach: LLM pruning and scaling data · 3 citations (OpenAlex)

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Pre-trains 30+ Transformer LMs (300M to 32B) and analyzes LLaMA and Pythia checkpoints to show downstream performance is predicted by pre-training loss, and redefines emergent abilities as those appearing below a loss threshold, persisting under continuous metrics.

Problem

Whether emergent abilities of language models are real tipping points tied to scale, given challenges that small models can match them and that emergence may be an artifact of discontinuous metrics.

Approach

Study emergence through pre-training loss rather than model size or compute: tasks such as MMLU, C-Eval, and GSM8K stay at random chance until pre-training loss falls below about 2.2 regardless of model size or token count, and this holds under continuous metrics. Emergence is redefined as an ability present at lower loss but absent at higher loss.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Lower pre-training lossPretrained language models · TriviaQA, HellaSwag, RACE, WinoGrande, NLPCC-KBQA, ClozeT, CLUEWSC, and C3Task performanceHelped
Lower pre-training loss below about 2.2Pretrained language models · MMLU, C-Eval, GSM8K, and GSM8K-ChineseTask performance: about 2.2Helped
Use pre-training loss rather than model size or token count to align model comparisonsPretrained language models · 12 downstream tasksTask performance at matched pre-training lossNo clear effect
Use pre-training loss rather than training compute as the performance indicator1.5B, 6B, and 32B models · Most evaluated downstream tasksAlignment of performance trends across modelsHelped
Evaluate emergent task gains with continuous metrics as well as accuracyPretrained language models · MMLU and C-EvalEmergent performance improvement: 0.75No clear effect
Reduce pre-training loss below 2.2Pretrained language models · MMLUAccuracy: 2.2; 25%Helped

Surprising findings

Limitations

Experimental setup

Datasets: English and Chinese pre-training corpus (RedPajama-like pipeline) TriviaQA HellaSwag RACE WinoGrande MMLU GSM8K NLPCC-KBQA ClozeT CLUEWSC C3 C-Eval

Benchmarks: TriviaQA HellaSwag RACE WinoGrande MMLU GSM8K NLPCC-KBQA ClozeT CLUEWSC C3 C-Eval GSM8K-Chinese

Metrics: accuracy exact match Spearman correlation Pearson correlation CorrectChoiceProb Brier score

Baselines: LLaMA Pythia

Builds on: Chinchilla scaling laws Wei et al. emergent abilities Schaeffer et al. mirage analysis LLaMA Pythia

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