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Think Twice Before Selection: Federated Evidential Active Learning for Medical Image Analysis with Domain Shifts

CVPR 2024 · Federated learning and privacy › Personalized and heterogeneous FL · approach: Federated medical and multimodal learning · 35 citations (OpenAlex)

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Proposes FEAL, a federated active learning method that uses Dirichlet-based evidential models to calibrate aleatoric uncertainty with epistemic uncertainty and adds diversity relaxation, evaluated on five multi-center medical imaging datasets under domain shift.

Problem

Federated active learning for medical imaging selects informative local data using softmax point-estimate uncertainty, which is overconfident and miscalibrated under domain shift across clients, and cannot separate aleatoric from epistemic uncertainty.

Approach

Place a Dirichlet prior over predictions in both local and global models, compute aleatoric uncertainty (expected entropy) in both, scale it by the global model's epistemic uncertainty (differential entropy of the Dirichlet), and add a local-neighborhood diversity relaxation when selecting samples; training uses an evidential loss with evidence regularization.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Use FEAL instead of the strongest listed baselineFederated active learning · Fed-Polyp R5Dice (%): 78.84 -> 80.18Helped
Use FEAL instead of the strongest listed baselineFederated active learning · Fed-Prostate R5Dice (%): 86.50 -> 87.42Helped
Use FEAL instead of the strongest listed baselineFederated active learning · Fed-Fundus R5Average Dice (%): 90.25 -> 90.58Helped
Add global epistemic uncertainty to global and local aleatoric uncertainty (ablation)FEAL · Fed-ISIC R5BMA (%): 66.70±0.28 -> 68.46±0.37Helped
Add local aleatoric uncertainty to global epistemic and global aleatoric uncertainty (ablation)FEAL · Fed-ISIC R5BMA (%): 66.85±0.84 -> 68.46±0.37Helped
Add global aleatoric uncertainty to global epistemic and local aleatoric uncertainty (ablation)FEAL · Fed-ISIC R5BMA (%): 65.92±1.95 -> 68.46±0.37Helped
Add both global and local aleatoric uncertainty to global epistemic uncertainty (ablation)FEAL · Fed-ISIC R5BMA (%): 66.41±1.10 -> 68.46±0.37Helped
Add global epistemic calibration to global and local aleatoric uncertainty (ablation)FEAL · Fed-ISIC R5BMA (%): 66.70±0.28 -> 68.46±0.37Helped
Train with evidential loss instead of cross-entropy (ablation)FEAL · Fed-ISIC R5BMA (%): 67.40±0.22 -> 68.46±0.37Helped
Train with evidential loss instead of Dice loss (ablation)FEAL · Fed-Polyp R5Dice (%): 79.48±0.62 -> 80.18±0.10Helped
Set trade-off weight λ to 1e−2 (ablation)FEAL · Fed-ISIC R5BMA (%): 65.45±1.06 -> 68.46±0.37Helped
Set trade-off weight λ to 1e−2 instead of 5e−3 (ablation)FEAL · Fed-ISIC R5BMA (%): 66.48±0.86 -> 68.46±0.37Helped

Surprising findings

Limitations

Experimental setup

Datasets: Fed-ISIC Fed-Camelyon Fed-Polyp Fed-Prostate Fed-Fundus

Benchmarks: Fed-ISIC Fed-Camelyon Fed-Polyp Fed-Prostate Fed-Fundus

Metrics: BMA ACC Dice HD95

Baselines: Random Entropy TOD Gradnorm CoreSet BADGE LoGo KAFAL

Builds on: Dirichlet-based evidential deep learning subjective logic LoGo KAFAL BADGE

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