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Beyond Sparsity: Tree Regularization of Deep Models for Interpretability
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Measured effects reported in the paper
| What was changed | Where | Measured | Effect |
|---|---|---|---|
| Train with tree regularization rather than L1 or L2 regularization | deep time-series models · Sepsis, TIMIT, HIV, and signal-and-noise HMM | AUC at low average path length: 0.05-0.1 AUC gains on Sepsis and TIMIT; 0.03 and 0.15 on HIV CD4 | Helped |
| Increase tree-regularization strength (ablation) | GRU (20) · Signal-and-noise HMM | Average Path Length: 28.1850 -> 9.1127 | Helped |
| Increase tree-regularization strength (ablation) | GRU (20) · Signal-and-noise HMM | AUC (Test): 0.94226 -> 0.90555 | Hurt |
| Apply strong tree regularization to a GRU-HMM residual (ablation) | GRU-HMM (5/15) · Signal-and-noise HMM | Average Path Length: 36.7188 -> 5.231 | Helped |
| Apply tree regularization to the GRU residual (ablation) | GRU-HMM (5/15) · Signal-and-noise HMM | AUC (Test): 0.94857 -> 0.95769 | Mixed |
| Add a tree-regularized GRU residual to an HMM | HMM · Mechanical ventilation (Sepsis) | AUC: path length 28 to reach AUC of 0.88; GRU alone requires path length 60 | Helped |
| Increase tree-regularization strength (ablation) | GRU (75) · TIMIT stop phonemes | Average Path Length: 66.2801 -> 28.4240 | Helped |
| Increase tree-regularization strength (ablation) | GRU (75) · TIMIT stop phonemes | AUC: 0.9517 -> 0.8998 | Hurt |
| Use elastic net instead of L1 or L2 (ablation) | GRU · time-series tasks | AUC versus average path length | No clear effect |
| Use a 100-hidden-unit surrogate rather than the 25-unit surrogate (ablation) | tree-regularization surrogate · surrogate path-length estimation | surrogate accuracy | Hurt |
| Augment surrogate training with randomly sampled weight vectors and retrain it periodically (ablation) | tree-regularization surrogate · surrogate path-length estimation | tracking accuracy | Helped |
| Use an average-path-length tree penalty rather than L1 or L2 penalties | MLP classifier · 2D Parabola | AUC at path lengths between 0 and 5 | Helped |
Closest papers by meaning
- Regional Tree Regularization for Interpretability in Deep Neural Networks (AAAI 2020 · similarity 0.91)
- Feature Learning for Interpretable, Performant Decision Trees (NeurIPS 2023 · similarity 0.86)
- Regularization Learning Networks: Deep Learning for Tabular Datasets (NeurIPS 2018 · similarity 0.86)
- Multistage Defer Trees for Hybrid Interpretability: If at First You Can't Succeed, Tree Again (NeurIPS 2026 · similarity 0.85)
- A Textbook Remedy for Domain Shifts: Knowledge Priors for Medical Image Analysis (NeurIPS 2024 · similarity 0.83)
- AutoElicit: Using Large Language Models for Expert Prior Elicitation in Predictive Modelling (ICML 2025 · similarity 0.83)
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