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Neural Control and Certificate Repair via Runtime Monitoring

AAAI 2025 · Reinforcement learning › Policy gradient and actor-critic · approach: Safe policy improvement · 3 citations (OpenAlex)

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Proposes CertPM and PredPM runtime monitors that check neural control policies together with barrier/Lyapunov certificates in the black-box setting, and uses the detected violations as retraining data to repair policies and certificates (evaluated on SABLAS drone and ship benchmarks).

Problem

Certifying and repairing neural network control policies and certificate functions (barrier and Lyapunov functions) when the system dynamics are unknown (black-box setting).

Approach

Monitor the policy and its certificate jointly at runtime: CertPM flags property or certificate-condition violations on observed states, while PredPM estimates remaining time before violations via a bounded-acceleration optimization and warns in advance; flagged states become new training data for re-training the policy and certificate.

Key results

Measured effects reported in the paper

What was changedWhereMeasuredEffect
Repair the policy and barrier function using CertPM-flagged statesSABLAS policy and certificate · DroneEnvsafety rate (SR): 93.99 -> 99.13Helped
Repair the policy and barrier function using CertPM-flagged statesSABLAS policy and certificate · DroneEnvbarrier rate (BR): 87.03 -> 100.00Helped
Repair the policy and barrier function using CertPM-flagged statesSABLAS policy and certificate · DroneEnvnon-decreasing rate (NDR): 45.38 -> 90.66Helped
Replace the simple policy-only monitor with monitoring of both policy and certificateSABLAS policy repair · DroneEnvsafety rate (SR): 96.61 -> 99.13Helped
Use PredPM repair with the first threshold configurationSABLAS policy and certificate · DroneEnvsafety rate (SR): 93.99 -> 99.06Helped
Use PredPM repair with the second threshold configurationSABLAS policy and certificate · DroneEnvsafety rate (SR): 93.99 -> 98.67Helped
Use PredPM repair with the third threshold configurationSABLAS policy and certificate · DroneEnvnon-decreasing rate (NDR): 45.38 -> 91.67Helped
Repair the Lyapunov function with CertPM-flagged dataSABLAS policy and Lyapunov function · DroneEnvdecreasing rate (DR): 83.13% to 91.32%Helped

Surprising findings

Limitations

Experimental setup

Datasets: DroneEnv (SABLAS benchmark) ShipEnv (SABLAS benchmark)

Benchmarks: DroneEnv ShipEnv

Metrics: safety rate (SR) barrier condition rate (BR) non-decreasing rate (NDR) number of violations D_New decrease rate (DR) for Lyapunov

Baselines: SABLAS initialized policy simple runtime monitor baseline

Builds on: SABLAS Adam

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